Ronald H. Dejong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Henry Dejong was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1990. Ronald had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1997 - November 19, 1997
STOCKTON EQUITIES GROUP
June 13, 1994 - July 24, 1997
SPELMAN & CO., INC.
March 16, 1992 - June 29, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 19, 1990 - April 3, 1992
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOCKTON EQUITIES GROUP
CRD#: 18262 / SEC#: , 8-35936
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
