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JZ

James P. Zurovchak

DV SECURITIES
New York, NY 10014
Some features on this profile are disabled
CRD#: 2080413
JZ

Professional summary

James Paul Zurovchak, who also goes by James Paul Zurorchak, is a registered financial professional currently at DV SECURITIES, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1990. James has worked at 10 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Paul Zurorchak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Paul Zurovchak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 25, 2026 - Present

DV SECURITIES, LLC

Office #1: 395 Hudson Street Suite 701, New York, NY 10014
BD
CRD#: 305134
New York, NY
Past

October 4, 2023 - February 20, 2026

CABRERA CAPITAL MARKETS, LLC

BD
CRD#: 10081
NEW YORK, NY
Past

July 27, 2023 - October 4, 2023

VALLEY WEALTH MANAGERS, INC.

RIA
CRD#: 108879
New York, NY
Past

June 9, 2021 - July 26, 2023

VALLEY FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 105387
New York, NY
Past

December 7, 2020 - October 4, 2023

VALLEY FINANCIAL MANAGEMENT, INC.

BD
CRD#: 105387
New York, NY
Past

February 17, 2010 - March 2, 2011

BTIG, LLC

BD
CRD#: 122225
NEW YORK, NY
Past

January 15, 2009 - February 19, 2010

SOURCE CAPITAL GROUP, INC.

RIA
CRD#: 36719
NEW YORK, NY
Past

September 29, 2008 - February 19, 2010

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
NEW YORK, NY
Past

April 24, 2006 - December 31, 2008

ZEE FINANCIAL CONSULTING, INC.

RIA
CRD#: 124470
HOLMDEL, NJ
Past

March 23, 1994 - April 11, 2000

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

June 22, 1992 - April 5, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY
Past

August 29, 1990 - June 19, 1992

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/25/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/8/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/17/2006
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2020
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/26/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/29/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DV SECURITIES, LLC
DV SECURITIES, LLC

CRD#: 305134 / SEC#: , 8-70393

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
425 S. Financial Place Suite 2800, Chicago, IL 60605
Mailing Address
425 S. Financial Place Suite 2800, Chicago, IL 60605
Phone number
(312) 837-0649
Established
Delaware since 05/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DV GROUP, LLCMEMBER
CARLINO, ERIC JAMESTRADING PRINCIPAL - CEO2898311
HORGAN, RICHARD JOHNCHIEF FINANCIAL OFFICER6697860
KATZ, SHIFRACHIEF COMPLIANCE OFFICER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DV SECURITIES, LLC

CRD#: 305134New York, NY 10014

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