Eric J. Ziegler

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS

Novato, CA 94947

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CRD#: 2080367

Professional summary

Eric Joseph Ziegler, CFP® is a registered financial advisor currently at HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. located in Novato, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Eric has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Joseph Ziegler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 5, 2012 - Present

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

Office #1: 100 Professional Center Drive, Suite 114, Novato, CA 94947

RIA

CRD#: 145096

Novato, CA

Past

September 17, 2007 - December 31, 2010

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

RIA

CRD#: 145096

SAN RAFAEL, CA

Past

May 23, 2007 - October 19, 2007

HUTCHINSON FINANCIAL MANAGEMENT

RIA

CRD#: 134396

SAN RAFAEL, CA

Past

April 23, 1991 - June 27, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

CRD#: 145096 / SEC#: 801-110476

RIA

Registered Investment Advisory firm - (4/24/2017 Approved)

California

Registered Investment Advisory firm - (6/8/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/10/1991

General Securities Representative Examination

Current Firm

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

CRD#: 145096 / SEC#: 801-110476

RIA

Registered Investment Advisory firm - (4/24/2017 Approved)

California

Registered Investment Advisory firm - (6/8/2017 Terminated)

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Contact information

Main Address

100 Professional Center Drive Suite 114, Novato, CA 94947

Mailing Address

Phone number

(415) 259-3933

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HUTCHINSON & ZIEGLER PART 2A & 2B BROCHURE - FEBRUARY 2025 (2/27/2025)

Regulatory assets under management

Total Number of Accounts	223
AUM (Assets Under Management)	$ 201,466,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric J. Ziegler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Joseph Ziegler's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

HUTCHINSON FINANCIAL MANAGEMENT

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2007

Series 63

Date: 6/10/1991

Series 7

Date: 4/10/1991

Current Firm

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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