Scott C. Larison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Charles Larison, who also goes by Scott C Larison, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1990. Scott had worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2014 - June 16, 2015
FBN SECURITIES, INC.
June 4, 2012 - September 9, 2013
DYNAMEX TRADING, LLC
January 28, 2011 - April 2, 2012
SARATOGA CAPITAL MARKETS
September 22, 2009 - January 26, 2011
GENESIS SECURITIES, LLC
March 20, 2009 - August 25, 2009
COMPASS POINT RESEARCH & TRADING, LLC
December 14, 2007 - March 16, 2009
MILSTREAM SECURITIES LLC
December 16, 2005 - June 24, 2008
GLOBAL EMERGING CAPITAL GROUP, LLC
May 4, 2005 - September 7, 2005
GLOBAL EMERGING CAPITAL GROUP, LLC
July 17, 2003 - July 28, 2004
KNIGHT CAPITAL AMERICAS, L.P.
October 31, 2002 - January 10, 2003
KNIGHT CAPITAL AMERICAS, L.P.
October 31, 2002 - July 28, 2004
KNIGHT EXECUTION PARTNERS LLC
April 16, 2002 - October 29, 2002
HAPOALIM SECURITIES USA, INC.
August 24, 2000 - March 19, 2002
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 21, 1990 - May 18, 1994
UBS FINANCIAL SERVICES INC.
July 18, 1990 - August 3, 1990
CM&M FUTURES INC.
July 18, 1990 - August 3, 1990
HSBC SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/2/2001
Limited Representative-Equity Trader ExamCurrent Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
