Linda A. Melcer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Ann Melcer, who also goes by Linda Weisberg, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1994. Linda had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2021 - December 31, 2024
EIN SOF ADVISORS, LLC
February 11, 2021 - July 21, 2021
A.G.P. / ALLIANCE GLOBAL PARTNERS
February 10, 2021 - July 21, 2021
A.G.P. / ALLIANCE GLOBAL PARTNERS
June 20, 2016 - March 11, 2019
SHEARSON FINANCIAL SERVICES, LLC
March 2, 2016 - March 11, 2019
SHEARSON FINANCIAL SERVICES, LLC
May 12, 2015 - March 24, 2016
UBS FINANCIAL SERVICES INC.
May 4, 2015 - March 24, 2016
UBS FINANCIAL SERVICES INC.
April 1, 2009 - May 4, 2015
OPPENHEIMER & CO. INC.
March 24, 2009 - May 4, 2015
OPPENHEIMER & CO. INC.
August 27, 2008 - March 17, 2009
STANFORD GROUP COMPANY
July 27, 2007 - March 17, 2009
STANFORD GROUP COMPANY
December 5, 2003 - August 8, 2007
UST SECURITIES CORP.
January 23, 2003 - July 21, 2003
NORTHERN TRUST SECURITIES, INC.
November 3, 1994 - February 23, 1996
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EIN SOF ADVISORS, LLC
CRD#: 314982 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 20,878,370 |
Red Flags
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