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Linda Ann Melcer

CRD# 2080333·Registered 1994 - 2024
Previously Registered: Being a previously registered professional could mean that Linda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Linda Ann Melcer, who also goes by Linda Weisberg, was a registered financial advisor. Linda was a previously registered financial professional and started their career in finance 1994 - 2024. Linda had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Linda Weisberg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

EIN SOF ADVISORS, LLC·CRD# 314982
RIA
Boca Raton, FL
July 16, 2021 - December 31, 2024
A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361
BD
Boca Raton, FL
February 11, 2021 - July 21, 2021
A.G.P. / ALLIANCE GLOBAL PARTNERS·CRD# 8361
RIA
Boca Raton, FL
February 10, 2021 - July 21, 2021
SHEARSON FINANCIAL SERVICES, LLC·CRD# 38619
RIA
Boca Raton, FL
June 20, 2016 - March 11, 2019
SHEARSON FINANCIAL SERVICES, LLC·CRD# 38619
BD
Boca Raton, FL
March 2, 2016 - March 11, 2019
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Boca Raton, FL
May 12, 2015 - March 24, 2016
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Boca Raton, FL
May 4, 2015 - March 24, 2016
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Boca Raton, FL
April 1, 2009 - May 4, 2015
OPPENHEIMER & CO. INC.·CRD# 249
BD
Boca Raton, FL
March 24, 2009 - May 4, 2015
STANFORD GROUP COMPANY·CRD# 39285
RIA
Boca Raton, FL
August 27, 2008 - March 17, 2009
STANFORD GROUP COMPANY·CRD# 39285
BD
Boca Raton, FL
July 27, 2007 - March 17, 2009
UST SECURITIES CORP.·CRD# 13906
BD
Boca Raton, FL
December 5, 2003 - August 8, 2007
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
January 23, 2003 - July 21, 2003
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
November 3, 1994 - February 23, 1996

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Current Firm

ES
EIN SOF ADVISORS, LLC

EIN SOF ADVISORS, LLC

CRD#: 314982
Florida
Registered Investment Advisory firm - Florida (7/14/2021 Approved)

Contact Information

Main Address

499 E Palmetto Park Rd Ste 229, Boca Raton, FL 33432

Phone Number

(561) 715-4267

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

18

AUM (Assets Under Management)

$27,122,065

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2008About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1994About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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