Juan C. Fernandez
Professional summary
Juan Carlos Fernandez was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Juan is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Juan had worked at 5 firms, which includes STONEBRIAR SECURITIES INC., FIRST SECURITIES USA INC., FIRST ASSOCIATED SECURITIES GROUP INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, HIBBARD BROWN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 1999 - August 31, 2000
STONEBRIAR SECURITIES, INC.
June 26, 1996 - November 23, 1998
FIRST SECURITIES USA, INC.
January 10, 1996 - June 26, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
August 3, 1994 - January 19, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
December 10, 1990 - August 4, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
STONEBRIAR SECURITIES, INC.
CRD#: 19193 / SEC#: , 8-37262
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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