Bruce C. Stamper

STAMPER CAPITAL & INVESTMENTS

Capitola, CA

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CRD#: 2079920

Professional summary

Bruce Clark Stamper, who also goes by B Clark Stamper, Clark Stamper, is a registered financial advisor currently at STAMPER CAPITAL & INVESTMENTS, INC. located in Capitola, California.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Bruce has worked at 1 firm and has passed the Series 65, Series 63 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

B Clark Stamper | Clark Stamper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Clark Stamper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2011 - Present

STAMPER CAPITAL & INVESTMENTS, INC.

RIA

CRD#: 106041

Capitola, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1995

Uniform Securities Agent State Law Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1995

General Securities Principal Examination

Current Firm

STAMPER CAPITAL & INVESTMENTS, INC.

CRD#: 106041 / SEC#: 801-49465

RIA

Registered Investment Advisory firm - (11/10/2011 Terminated)

California

Registered Investment Advisory firm - (3/9/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Capitola, CA

Mailing Address

P.o. Box 1168, Capitola, CA 95010-1168

Phone number

(949) 673-5787

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 3,323,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce C. Stamper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Clark Stamper's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAMPER CAPITAL & INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2011

Series 63

Date: 6/14/1995

Series 24

Date: 6/28/1995

Current Firm

STAMPER CAPITAL & INVESTMENTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAMPER CAPITAL & INVESTMENTS, INC.

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