Robert P. Leahy

MFC PORTFOLIOS

Darien, CT

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CRD#: 2079799

Professional summary

Robert Patrick Leahy, CFP® is a registered financial advisor currently at MFC PORTFOLIOS, INC located in Darien, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Robert has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Patrick Leahy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

August 6, 2009 - Present

MFC PORTFOLIOS, INC

RIA

CRD#: 150711

Darien, CT

Past

April 22, 2002 - August 4, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHEVY CHASE, MD

Past

April 22, 2002 - August 4, 2009

LPL FINANCIAL LLC

CRD#: 6413

CHEVY CHASE, MD

Past

June 22, 1995 - May 7, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BETHESDA, MD

Past

June 16, 1995 - May 7, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 23, 1994 - May 12, 1995

CHEVY CHASE FINANCIAL SERVICES

CRD#: 14894

BETHESDA, MD

Past

January 4, 1993 - October 19, 1994

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

September 2, 1992 - December 31, 1992

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

September 9, 1991 - August 28, 1992

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

July 30, 1990 - October 15, 1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

NEW YORK, NY

Past

July 30, 1990 - September 20, 1991

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/19/2019)

IAR

Maryland
(8/6/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2002

General Securities Principal Examination

Current Firm

MFC PORTFOLIOS, INC

LEAHY WEALTH MANAGEMENT GROUP, INC. | MFC PORTFOLIOS, INC

CRD#: 150711 / SEC#:

Connecticut

Registered Investment Advisory firm - (6/19/2019 Approved)

Maryland

Registered Investment Advisory firm - (8/6/2009 Approved)

New York

Registered Investment Advisory firm - (3/29/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Darien, CT

Mailing Address

500 West Putnam Ave. Suite 400, Greenwich, CT 06830

Phone number

(301) 990-9290

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 56,215,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert P. Leahy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Patrick Leahy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MFC PORTFOLIOS, INC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHEVY CHASE FINANCIAL SERVICES

KEY INVESTMENTS INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

KEY INVESTMENTS INC.

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/1995

Series 63

Date: 11/3/1990

Series 7

Date: 7/27/1990

Series 24

Date: 7/19/2002

Current Firm

MFC PORTFOLIOS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MFC PORTFOLIOS, INC

TRUST BUT VERIFY

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