JW
Jere T. Wickert
TRADINGBLOCK
Chicago, IL 60606
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CRD#: 2079719
JW
Professional summary
Jere Thomas Wickert is a registered financial professional currently at TRADINGBLOCK located in Chicago, Illinois.
Jere is registered as a RR (Registered Representative) and started their career in finance in 1990. Jere has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 62, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jere Thomas Wickert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2004 - Present
TRADINGBLOCK
Office #1: 311 S. Wacker Dr., Ste 1775, Chicago, IL 60606Office #2: 311 South Wacker Suite 1775, Chicago, IL 60606BD
CRD#: 128605
Chicago, IL
Past
December 18, 2000 - May 28, 2004
CARIS & COMPANY, INC.
BD
CRD#: 104235
SAN DIEGO, CA
Past
June 6, 1996 - December 31, 2000
PROGRAM TRADING CORP.
BD
CRD#: 36740
BOCA RATON, FL
Past
June 7, 1995 - January 15, 1996
AMERICAN INVESTMENT SERVICES, INC.
BD
CRD#: 21111
OKLAHOMA CITY, OK
Past
April 27, 1993 - June 9, 1995
ALARON SECURITIES CORPORATION
BD
CRD#: 31261
CHICAGO, IL
Past
November 20, 1990 - September 1, 1992
GORMAN COMMODITIES, INC.
BD
CRD#: 18400
BEVERLY HILLS, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/24/2011)
RR
Alaska(1/5/2011)
RR
Arizona(1/12/2011)
RR
Arkansas(1/3/2011)
RR
California(1/4/2011)
RR
Colorado(1/3/2011)
RR
Connecticut(1/4/2011)
RR
Delaware(1/11/2011)
RR
District of Columbia(1/4/2011)
RR
Florida(1/5/2011)
RR
Georgia(1/5/2011)
RR
Hawaii(1/7/2011)
RR
Idaho(1/4/2011)
RR
Illinois(3/8/2004)
RR
Indiana(1/4/2011)
RR
Iowa(1/6/2011)
RR
Kansas(1/3/2011)
RR
Kentucky(1/5/2011)
RR
Louisiana(1/10/2011)
RR
Maine(1/3/2011)
RR
Maryland(1/4/2011)
RR
Massachusetts(1/4/2011)
RR
Michigan(3/7/2011)
RR
Minnesota(1/3/2011)
RR
Mississippi(3/11/2011)
RR
Missouri(1/3/2011)
RR
Montana(1/3/2011)
RR
Nebraska(4/15/2011)
RR
Nevada(1/14/2011)
RR
New Hampshire(8/28/2017)
RR
New Jersey(1/3/2011)
RR
New Mexico(1/3/2011)
RR
New York(1/4/2011)
RR
North Carolina(1/4/2011)
RR
North Dakota(1/6/2011)
RR
Ohio(1/4/2011)
RR
Oklahoma(2/28/2011)
RR
Oregon(1/10/2011)
RR
Pennsylvania(1/4/2011)
RR
Rhode Island(1/6/2011)
RR
South Carolina(1/14/2011)
RR
South Dakota(1/3/2011)
RR
Tennessee(2/28/2011)
RR
Texas(4/7/2011)
RR
Utah(1/10/2011)
RR
Vermont(1/5/2011)
RR
Virginia(1/11/2011)
RR
Washington(1/6/2011)
RR
West Virginia(1/6/2011)
RR
Wisconsin(1/3/2011)
RR
Wyoming(1/3/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 11/17/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRADINGBLOCK
AOS, INC. | TUBREAUXS WEALTH & LEGACY SOLUTIONS | TRADINGBLOCK | TRADING BLOCK | THE CUSICK GROUP | SHEIKH INVESTMENTS | MYIPO | MONEYBLOCK ASSET MANAGEMENT | MONEYBLOCK | MIDWEST CAPITAL RESOURCES, INC. | AOS, INC. DBA MONEYBLOCK
CRD#: 128605 / SEC#: , 8-66163
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
311 S. Wacker Dr., Ste 1775 Ste 650, Chicago, IL 60606
Mailing Address
311 S. Wacker Dr., Ste 1775, Chicago, IL 60606
Phone number
(312) 253-0385
Established
Illinois since 06/02/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIA HOLDINGS INC. | OWNER | |
| HEFFERNAN, THOMAS ROBERT | VP | 5538731 |
| HOEH, PHILLIP JOHN | CCO | 2231877 |
| MARTINO, GARY ANTHONY | VP | 1458334 |
| OGILVIE, DONAL SHANNON | COO | 2863275 |
| VANDERHOOF, JOEL MICHAEL | PRESIDENT - INVESTMENT BANKING | 4152196 |
| WALLACE, ROBERT DIRLAM | CFO | 4606185 |
| WICKERT, JERE THOMAS | CEO AND PRESIDENT | 2079719 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
