Donald E. Beverly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Eugene Beverly, who also goes by Donald E Beverly, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1991. Donald had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1992 - April 1, 1996
USLIFE EQUITY SALES CORP.
April 23, 1992 - November 5, 1992
OSAIC FS, INC.
April 1, 1991 - April 24, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 1, 1991 - April 1, 1991
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USLIFE EQUITY SALES CORP.
CRD#: 7962 / SEC#: , 8-13882
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
