Robert F. Teevan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Teevan was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2010 - December 31, 2019
BUCKMAN ADVISORY GROUP LLC
April 7, 2010 - December 31, 2019
BUCKMAN, BUCKMAN & REID, INC.
August 18, 2006 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
April 18, 2005 - August 18, 2006
TD WATERHOUSE CAPITAL MARKETS, INC.
December 16, 2003 - April 1, 2005
HUDSON SECURITIES,INC.
March 11, 2002 - April 2, 2003
PUGLISI & CO.
June 30, 1999 - October 30, 2001
GRUNTAL & CO., L.L.C.
October 21, 1997 - June 28, 1999
NEEDHAM & COMPANY, LLC
September 3, 1997 - October 24, 1997
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
March 8, 1993 - August 6, 1997
TEEVAN & CO., INC.
September 18, 1991 - October 16, 1991
DEUTSCHE IXE, LLC
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/28/1998
Limited Representative-Equity Trader ExamCurrent Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
