Thomas P. Schaible

OSAIC WEALTH

Whitehouse Station, NJ 08889

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CRD#: 2079444

Professional summary

Thomas Peter Schaible is a registered financial advisor currently at OSAIC WEALTH, INC. located in Whitehouse Station, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. THOMAS SCHAIBLE POSITION: Producer NATURE: Insurance Producer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2007 ADDRESS: 472 US Highway 22 West Whitehouse Station, NJ 08889 DESCRIPTION: Insurance Producer 2. SCHAIBLE RUSSO FINANCIAL POSITION: Owner NATURE: Marketing name for Investment Advisory business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2020 ADDRESS: 472 US Highway 22 West Whitehouse Station, NJ 08889, DESCRIPTION: Registered Investment Advisor Representative 3. SCHAIBLE, RUSSO & CO., LLP POSITION: 50% Partner NATURE: CPA Practice INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/08/1988 ADDRESS: 472 US Highway 22 West Whitehouse Station, NJ 08889 DESCRIPTION: Partner in CPA firm 4. LAST WILL OF JOSEPH HUGHES POSITION: Executor/ Trustee NATURE: Trustee and Executor under the Will Of Joseph Hughes, a client. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2018 ADDRESS: 3001 River Road, Point Pleasant Beach NJ 08742 DESCRIPTION: Executor/Trustee under his will 5. DBA - Schaible Russo Financial 6. CROSSROADS4HOPE POSITION: Board Member NATURE: Board Member on Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 09/11/2001 ADDRESS: 3 Crossroads Dr, Bedminster NJ 07921 DESCRIPTION: Member of Board of Trustees This is just a name change for the organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Peter Schaible's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Thomas Peter Schaible's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 472 Us Highway 22 West, Whitehouse Station, NJ 08889

RIA

CRD#: 23131

Whitehouse Station, NJ

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 472 Us Highway 22 West, Whitehouse Station, NJ 08889

RIA

CRD#: 23131

Whitehouse Station, NJ

Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Whitehouse Station, NJ

Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Whitehouse Station, NJ

Past

March 11, 2004 - September 18, 2020

SSN ADVISORY, INC.

RIA

CRD#: 126090

WHITEHOUSE, NJ

Past

March 8, 2002 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

WHITEHOUSE, NJ

Past

June 3, 1998 - March 6, 2002

INVESTMENT COUNSELING, INC.

CRD#: 44230

FT LAUDERDALE, FL

Past

September 13, 1991 - June 8, 1998

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

Past

October 15, 1990 - September 19, 1991

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/14/2024)

Delaware
(6/14/2024)

Florida
(6/14/2024)

IAR

Florida
(6/14/2024)

Georgia
(6/14/2024)

Maryland
(6/14/2024)

New Jersey
(6/14/2024)

IAR

New Jersey
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

Pennsylvania
(6/14/2024)

Rhode Island
(5/13/2025)

South Carolina
(6/14/2024)

Vermont
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 1/12/1998

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/9/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas P. Schaible

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Peter Schaible's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Thomas Peter Schaible's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

INVESTMENT COUNSELING, INC.

INVESTMENT ADVISORS & CONSULTANTS, INC.

WORLD INVESTMENTS, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2004

Series 63

Date: 1/9/1991

SIE

Date: 10/1/2018

Series 62

Date: 1/12/1998

Series 6

Date: 10/11/1990

Series 24

Date: 12/9/1998

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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