Dominique S. Alvieri
Professional summary
Dominique Sheme Alvieri was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dominique is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Dominique had worked at 5 firms, which includes UJB DISCOUNT BROKERAGE CO., REICH & CO. INC., H.J. MEYERS & CO. INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1993 - February 21, 1996
UJB DISCOUNT BROKERAGE CO.
August 31, 1992 - January 26, 1993
REICH & CO., INC.
March 5, 1992 - June 5, 1992
H.J. MEYERS & CO., INC.
July 26, 1990 - March 28, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 26, 1990 - March 28, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
UJB DISCOUNT BROKERAGE CO.
CRD#: 11537 / SEC#: , 8-30290
Contact information
Documents
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