James B. Rouse

PIN OAK INVESTMENT ADVISORS

HOUSTON, TX 77057

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CRD#: 2079302

Professional summary

James Barrett Rouse MR., CFP®, who also goes by Barrett Rouse, James Barrett Rouse, is a registered financial advisor currently at PIN OAK INVESTMENT ADVISORS INC located in Houston, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 1 firm and has passed the Series 63 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barrett Rouse | James Barrett Rouse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Barrett Rouse MR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 2, 2003 - Present

PIN OAK INVESTMENT ADVISORS INC

Office #1: 510 Bering, Suite 100, Houston, TX 77057

RIA

CRD#: 105550

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PIN OAK INVESTMENT ADVISORS INC

PIN OAK INVESTMENT ADVISORS | PIN OAK INVESTMENT ADVISORS INC

CRD#: 105550 / SEC#: 801-35858

RIA

Registered Investment Advisory firm - (1/12/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/10/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 8/16/1990

Non-Member General Securities Examination

Current Firm

PIN OAK INVESTMENT ADVISORS INC

PIN OAK INVESTMENT ADVISORS | PIN OAK INVESTMENT ADVISORS INC

CRD#: 105550 / SEC#: 801-35858

RIA

Registered Investment Advisory firm - (1/12/1990 Approved)

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Contact information

Main Address

510 Bering Drive Ste 100, Houston, TX 77057

Mailing Address

Phone number

(713) 871-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PIN OAK ADVISORS, INC. ADV PART 2 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 671,937,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Rouse

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Barrett Rouse MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PIN OAK INVESTMENT ADVISORS INC

Primary Firm SEC Registration

PIN OAK INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/1990

Series 2

Date: 8/16/1990

Current Firm

PIN OAK INVESTMENT ADVISORS INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PIN OAK INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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