Kathleen C. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Crowley Taylor, who also goes by Kathleen Anne Crowley, Kathleen Anne Taylor, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2004. Kathleen had worked at 1 firm and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2004 - November 19, 2024
LCG ASSOCIATES, INC.
Primary Firm SEC Registration
LCG ASSOCIATES, INC.
CRD#: 105971 / SEC#: 801-17169
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/10/1990
Non-Member General Securities ExaminationCurrent Firm
LCG ASSOCIATES, INC.
CRD#: 105971 / SEC#: 801-17169
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 2,422,218,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
