Peter J. Hornick
Professional summary
Peter Jeremy Hornick is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 23, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Jeremy Hornick's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2026 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue 2nd Floor, New York, NY 10020August 11, 2009 - April 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
October 8, 2008 - August 13, 2009
DEUTSCHE BANK SECURITIES INC.
September 22, 2008 - October 22, 2008
BARCLAYS CAPITAL INC.
August 21, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
February 5, 2002 - October 10, 2002
J.P. MORGAN SECURITIES LLC
September 27, 1994 - February 14, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/4/2026
General Securities Representative ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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