AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
PH

Peter J. Hornick

STONEHAVEN ADVISORS
New York, NY
CRD#: 2079018
Some features on this profile are disabled
PH
Peter Jeremy HornickSTONEHAVEN ADVISORS

Professional summary


Peter Jeremy Hornick is a registered financial advisor currently at STONEHAVEN ADVISORS, LLC located in New York, New York and STONEHAVEN, LLC located in New York, New York.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3, Series 7, Series 23, Series 9 and Series 10 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Peter Jeremy Hornick's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 1, 2026 - Present

STONEHAVEN ADVISORS, LLC

RIA
CRD#: 322608
New York, NY
Current

May 4, 2026 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue 2nd Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

August 11, 2009 - April 5, 2012

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

October 8, 2008 - August 13, 2009

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

September 22, 2008 - October 22, 2008

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

August 21, 2002 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 5, 2002 - October 10, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 27, 1994 - February 14, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/27/2026)
IAR
New York
(6/1/2026)
RR
Utah
(5/27/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/27/2026
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/4/2026
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 10/12/1994
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SA
STONEHAVEN ADVISORS, LLC
STONEHAVEN ADVISORS, LLC

CRD#: 322608 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/7/2025 Approved)
Florida
Registered Investment Advisory firm - (9/19/2025 Approved)
New York
Registered Investment Advisory firm - (10/6/2022 Approved)
Loading...

Contact information


Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
Phone number
(917) 349-7050
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEHAVEN ADVISORS, LLC

CRD#: 322608New York, NY

TRUST BUT VERIFY

Monitor Peter Hornick

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
HELENA, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
ESTERO, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.