Joseph R. Rollins

ROLLINS FINANCIAL ADVISORS

Atanta, GA 30326

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CRD#: 2078868

Professional summary

Joseph Rumage Rollins, who also goes by Joseph Rollins, is a registered financial advisor currently at ROLLINS FINANCIAL ADVISORS, LLC located in Atanta, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 2 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Rollins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROLLINS AND ASSOCIATES, PC 1201 PEACHTREE STREET NE SUITE 1500 ATLANTA, GA 30361 PRESIDENT/CEO CPA, AUDITING, TAX FIRM 90 HOURS A MONTH IS DEVOTED TO THIS BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Rumage Rollins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2021 - Present

ROLLINS FINANCIAL ADVISORS, LLC

Office #1: 3343 Peachtree Road Ne Suite 500, Atanta, GA 30326

RIA

CRD#: 312921

Atanta, GA

Past

February 24, 2011 - April 1, 2021

ROLLINS FINANCIAL INC

RIA

CRD#: 106896

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROLLINS FINANCIAL ADVISORS, LLC

CRD#: 312921 / SEC#: 801-120482

RIA

Registered Investment Advisory firm - (3/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/3/2021)

IAR

Texas
(4/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/1990

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 11/2/1993

Non-Member General Securities Examination

Current Firm

ROLLINS FINANCIAL ADVISORS, LLC

CRD#: 312921 / SEC#: 801-120482

RIA

Registered Investment Advisory firm - (3/10/2021 Approved)

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Contact information

Main Address

3343 Peachtree Road Ne Suite 500, Atlanta, GA 30326

Mailing Address

Phone number

(404) 892-7967

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROLLINS FINANCIAL ADVISORS, LLC PART 2A BROCHURE (7/18/2025)

Regulatory assets under management

Total Number of Accounts	1,011
AUM (Assets Under Management)	$ 1,382,588,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. Rollins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Rumage Rollins's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROLLINS FINANCIAL ADVISORS, LLC

ROLLINS FINANCIAL INC

Primary Firm SEC Registration

ROLLINS FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/1990

Series 2

Date: 11/2/1993

Current Firm

ROLLINS FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROLLINS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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