Kenneth J. Bower
Professional summary
Kenneth John Bower, CFP®, who also goes by Ken Bower, is a registered financial advisor currently at CLAYTON FINANCIAL GROUP, LLC located in St. Louis, Missouri.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Kenneth has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth John Bower's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
July 16, 2015 - Present
CLAYTON FINANCIAL GROUP, LLC
Office #1: 165 North Meramec Suite 130, St. Louis, MO 63105July 27, 2004 - July 16, 2015
MONETA GROUP INVESTMENT ADVISORS, LLC
July 9, 2004 - April 12, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
CLAYTON FINANCIAL GROUP, LLC
CRD#: 226729 / SEC#: 801-97344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2015)
(7/17/2015)
Exams
Current Firm
CLAYTON FINANCIAL GROUP, LLC
CRD#: 226729 / SEC#: 801-97344
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,544 |
| AUM (Assets Under Management) | $ 1,736,034,368 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLAYTON FINANCIAL GROUP, LLC
CRD#: 226729St. Louis, MO 63105TRUST BUT VERIFY
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