Donald F. Thurston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Frank Thurston, who also goes by Don Thurston, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1990. Donald had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2018 - January 29, 2018
USAA INVESTMENT SERVICES COMPANY
December 16, 2004 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
December 14, 2004 - January 18, 2018
USAA FINANCIAL ADVISORS, INC.
June 20, 2003 - November 18, 2004
A. G. EDWARDS & SONS, INC.
January 14, 2003 - November 18, 2004
A. G. EDWARDS & SONS, INC.
February 13, 2001 - January 16, 2002
EDWARD JONES
September 18, 1995 - October 16, 1997
GRIFFIN FINANCIAL SERVICES
December 7, 1993 - September 7, 1995
BROOKSTREET SECURITIES CORPORATION
April 28, 1992 - December 6, 1993
DOMINION CAPITAL CORPORATION
November 11, 1991 - April 29, 1992
EQUITY SERVICES, INC.
June 4, 1991 - November 11, 1991
METROPOLITAN LIFE INSURANCE COMPANY
June 4, 1991 - November 11, 1991
MSI FINANCIAL SERVICES, INC.
August 20, 1990 - April 12, 1991
METROPOLITAN LIFE INSURANCE COMPANY
August 20, 1990 - April 12, 1991
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
