Paul C. Stein
ADVISORNET WEALTH PARTNERS
Lino Lakes, MN
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CRD#: 2078297
Professional summary
Paul Clinton Stein, AIF®, CFP® is a registered financial advisor currently at ADVISORNET WEALTH PARTNERS located in Lino Lakes, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Paul has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE
BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE;
2. NAME OF OTHER BUSINESS: CHOICE FINANCIAL GROUP
INVESTMENT RELATED: NO,
ADDRESS: 645 HILL AVE, GRAFTON, ND 58237,
NATURE OF BUSINESS: ONLINE BANKING WITH CHOICE FINANCIAL,
POSITION/TITLE/RELATIONSHIP: REFERRAL OF PERSONS AND ENTITIES TO CHOICE FINANCIAL FOR ONLINE BANKING DEPOSIT ACCOUNTS,
APPROX. NUMBER OF HOURS PER MONTH: 1 HOUR PER WEEK
BRIEF DESCRIPTION OF DUTIES: ONLINE BANKING REFERRAL OF PERSONS AND ENTITIES;
3. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH MANAGEMENT, REGISTERED INVESTMENT ADVISOR
INVESTMENT RELATED: YES,
ADDRESS: 701 4TH AVE S STE 1500 MINNEAPOLIS, MN 55415,
NATURE OF BUSINESS: ADVISORY BUSINESS,
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE,
BRIEF DESCRIPTION OF DUTIES: FEE BASED FINANCIAL PLANNING, ASSET MANAGEMENT;
4. NAME OF OTHER BUSINESS: ADVANCED RETIREMENT RESOURCES, INC,
INVESTMENT RELATED: YES,
NATURE OF BUSINESS: FINANCIAL SERVICES,
POSITION/TITLE/RELATIONSHIP: PRESIDENT,
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING;
5. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL, INC
INVESTMENT RELATED: YES
ADDRESS: 701 4TH AVE S STE 1500 MINNEAPOLIS, MN 55415,
NATURE OF BUSINESS: FINANCIAL SERVICES,
POSITION/TITLE/RELATIONSHIP: PASSIVE OWNERSHIP,
APPROX NUMBER OF HOURS PER MONTH: 1HOUR;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Clinton Stein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
May 22, 2013 - Present
ADVISORNET WEALTH PARTNERS
Office #2: 901 Marquette Avenue, Suite 2800, Minneapolis, MN 55402RIA
CRD#: 113074
Lino Lakes, MN
Past
January 11, 2018 - July 1, 2019
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
January 10, 2018 - July 1, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
March 27, 2006 - December 31, 2017
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
September 8, 1992 - December 31, 2017
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
August 6, 1990 - September 10, 1992
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADVISORNET WEALTH PARTNERS
ADVANCED RETIREMENT RESOURCES | WOLD FINANCIAL GROUP | WEINBACH INVESTMENT MANAGEMENT, LLC | WEBSKOWSKI FINANCIAL NETWORK | WEALTH MANAGEMENT INTERNATIONAL LTD | WALTER R. BOMGREN | TUFFORD-HUGHES & ASSOCIATES | THE MOSHIER GROUP | THE CUNNINGHAM GROUP | SWENSON ANDERSON FINANCIAL GROUP, INC. | SWENSON ANDERSON FINANCIAL GROUP | SWENSON ANDERSON ASSOCIATES, INC. | STRONG TOWER WEALTH MANAGEMENT | STONEBRIDGE WEALTH PARTNERS | STILL WATERS PLANNING | STERLING RETIREMENT RESOURCES, INC | STERLING RETIREMENT RESOURCES | SHOCKMAN FINANCIAL | SBI WEALTH MANAGEMENT | SBI FINANCIAL SERVICES | ROSHOLT FINANCIAL ADVISORS | ROBERT J. MCHATTIE | RICE CREEK WEALTH MANAGEMENT | RETIREMENT ADVISORY SERVICES | PLANVISER FINANCIAL | PINE GROVE FINANCIAL GROUP | PEAK PORTFOLIO MANAGEMENT | PEAK ADVISORY | ONE LIFE FINANCIAL GROUP | NUTTER FINANCIAL GROUP | MY FINANCIAL GUARDIAN | MICHAEL D. PETERSEN | MEATH FINANCIAL GROUP | MCCABE & ASSOCIATES | MAY FINANCIAL PLANNING | MATTSON WEALTH MANAGEMENT | MASTERTECH FINANCIAL | LURIE WEALTH ADVISORS | LIFELONG WEALTH ADVISORS | LEWIS FINANCIAL ADVISORS, LLC | LEWIS FINANCIAL ADVISORS | KUITU FINANCIAL SERVICES | KRISTI L. ANDERSON FINANCIAL PARTNERS, LLC | KRISTI L. ANDERSEN FINANCIAL PARTNERS | KLB FINANCIAL | KESHEMBERG ADVISORY | KADENCE WEALTH | JRA FINANCIAL | JOSH WEBSKOWSKI | INSIGHT FINANCIAL GROUP | HUTCHISON FINANCIAL ADVISORS | HUTCHINSON FINANCIAL ADVISORS, LLC | HEMME WEALTH MANAGEMENT | GREAT WATERS FINANCIAL | GRAY PINES WEALTH MANAGEMENT | FSA ADVISORS, LLP | FREEDOM FINANCIAL PARTNERS | FINANCIALLY FLUENT ADVISORS | FINANCIAL PLANNING PARTNERS | FINANCIAL CONSULTANTS OF RAPID CITY | FETSCH, SNYDER & ASSOCIATES | EXECUTIVE FINANCIAL SERVICES, INC. (EFSI) | EXECUTIVE FINANCIAL SERVICES INC | EWEALTHPARTNERS | EPOCH FINANCIAL GROUP | ENSEMBLE PLANNING, LLC | ENSEMBLE PLANNING | EMPIRE ASSET MANAGEMENT GROUP | EAGLE CREEK FINANCIAL ADVISORS | DUNNCREEK ADVISORS | DRACH FINANCIAL | DORVAL & CHORNE FINANCIAL ADVISORS | CROWN CAPITAL ADVISORY | COYOTE FINANCIAL | COULTER, SCHMIDT & KLEIN PRIVATE WEALTH ADVISORS | CORNERSTONE ADVISORS | CONTEGO CAPITAL | CLEARPATH WEALTH ADVISORS | CARSON CHOICE RETIREMENT SOLUTIONS | CAPITAL PARTNERS INVESTMENT GROUP | CALCULATED WEALTH PARTNERS | BRUMBAUGH WEALTH MANAGEMENT | BRIGHTLINE GROUP | BOX FINANCIAL | BOND AND DEVICK FINANCIAL NETWORK | BERGERSON RESOURCE GROUP | ALPHA WEALTH ADVISORS | ALIGNED WEALTH PLANNING GROUP | AJW FINANCIAL | AGM FINANCIAL GROUP | AFFIANCE FINANCIAL | ADVISORNET WEALTH PARTNERS | ADVISORNET WEALTH MANAGEMENT | ADVISORNET FINANCIAL, INC. | ADVISORNET FINANCIAL PARTNERS | ADVISORNET FINANCIAL | ADVANCED WEALTH MANAGEMENT GROUP
CRD#: 113074 / SEC#: 801-77035
RIA
Registered Investment Advisory firm - (8/29/2012 Approved)Arizona
Registered Investment Advisory firm - (9/4/2012 Terminated)Delaware
Registered Investment Advisory firm - (7/14/2010 Terminated)Indiana
Registered Investment Advisory firm - (9/6/2012 Terminated)Minnesota
Registered Investment Advisory firm - (9/4/2012 Terminated)Missouri
Registered Investment Advisory firm - (10/23/2007 Terminated)North Dakota
Registered Investment Advisory firm - (12/13/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/19/2010 Terminated)Texas
Registered Investment Advisory firm - (9/4/2012 Terminated)Wisconsin
Registered Investment Advisory firm - (9/4/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/17/2014)
IAR
Texas(5/22/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ADVISORNET WEALTH PARTNERS
ADVANCED RETIREMENT RESOURCES | WOLD FINANCIAL GROUP | WEINBACH INVESTMENT MANAGEMENT, LLC | WEBSKOWSKI FINANCIAL NETWORK | WEALTH MANAGEMENT INTERNATIONAL LTD | WALTER R. BOMGREN | TUFFORD-HUGHES & ASSOCIATES | THE MOSHIER GROUP | THE CUNNINGHAM GROUP | SWENSON ANDERSON FINANCIAL GROUP, INC. | SWENSON ANDERSON FINANCIAL GROUP | SWENSON ANDERSON ASSOCIATES, INC. | STRONG TOWER WEALTH MANAGEMENT | STONEBRIDGE WEALTH PARTNERS | STILL WATERS PLANNING | STERLING RETIREMENT RESOURCES, INC | STERLING RETIREMENT RESOURCES | SHOCKMAN FINANCIAL | SBI WEALTH MANAGEMENT | SBI FINANCIAL SERVICES | ROSHOLT FINANCIAL ADVISORS | ROBERT J. MCHATTIE | RICE CREEK WEALTH MANAGEMENT | RETIREMENT ADVISORY SERVICES | PLANVISER FINANCIAL | PINE GROVE FINANCIAL GROUP | PEAK PORTFOLIO MANAGEMENT | PEAK ADVISORY | ONE LIFE FINANCIAL GROUP | NUTTER FINANCIAL GROUP | MY FINANCIAL GUARDIAN | MICHAEL D. PETERSEN | MEATH FINANCIAL GROUP | MCCABE & ASSOCIATES | MAY FINANCIAL PLANNING | MATTSON WEALTH MANAGEMENT | MASTERTECH FINANCIAL | LURIE WEALTH ADVISORS | LIFELONG WEALTH ADVISORS | LEWIS FINANCIAL ADVISORS, LLC | LEWIS FINANCIAL ADVISORS | KUITU FINANCIAL SERVICES | KRISTI L. ANDERSON FINANCIAL PARTNERS, LLC | KRISTI L. ANDERSEN FINANCIAL PARTNERS | KLB FINANCIAL | KESHEMBERG ADVISORY | KADENCE WEALTH | JRA FINANCIAL | JOSH WEBSKOWSKI | INSIGHT FINANCIAL GROUP | HUTCHISON FINANCIAL ADVISORS | HUTCHINSON FINANCIAL ADVISORS, LLC | HEMME WEALTH MANAGEMENT | GREAT WATERS FINANCIAL | GRAY PINES WEALTH MANAGEMENT | FSA ADVISORS, LLP | FREEDOM FINANCIAL PARTNERS | FINANCIALLY FLUENT ADVISORS | FINANCIAL PLANNING PARTNERS | FINANCIAL CONSULTANTS OF RAPID CITY | FETSCH, SNYDER & ASSOCIATES | EXECUTIVE FINANCIAL SERVICES, INC. (EFSI) | EXECUTIVE FINANCIAL SERVICES INC | EWEALTHPARTNERS | EPOCH FINANCIAL GROUP | ENSEMBLE PLANNING, LLC | ENSEMBLE PLANNING | EMPIRE ASSET MANAGEMENT GROUP | EAGLE CREEK FINANCIAL ADVISORS | DUNNCREEK ADVISORS | DRACH FINANCIAL | DORVAL & CHORNE FINANCIAL ADVISORS | CROWN CAPITAL ADVISORY | COYOTE FINANCIAL | COULTER, SCHMIDT & KLEIN PRIVATE WEALTH ADVISORS | CORNERSTONE ADVISORS | CONTEGO CAPITAL | CLEARPATH WEALTH ADVISORS | CARSON CHOICE RETIREMENT SOLUTIONS | CAPITAL PARTNERS INVESTMENT GROUP | CALCULATED WEALTH PARTNERS | BRUMBAUGH WEALTH MANAGEMENT | BRIGHTLINE GROUP | BOX FINANCIAL | BOND AND DEVICK FINANCIAL NETWORK | BERGERSON RESOURCE GROUP | ALPHA WEALTH ADVISORS | ALIGNED WEALTH PLANNING GROUP | AJW FINANCIAL | AGM FINANCIAL GROUP | AFFIANCE FINANCIAL | ADVISORNET WEALTH PARTNERS | ADVISORNET WEALTH MANAGEMENT | ADVISORNET FINANCIAL, INC. | ADVISORNET FINANCIAL PARTNERS | ADVISORNET FINANCIAL | ADVANCED WEALTH MANAGEMENT GROUP
CRD#: 113074 / SEC#: 801-77035
RIA
Registered Investment Advisory firm - (8/29/2012 Approved)Arizona
Registered Investment Advisory firm - (9/4/2012 Terminated)Delaware
Registered Investment Advisory firm - (7/14/2010 Terminated)Indiana
Registered Investment Advisory firm - (9/6/2012 Terminated)Minnesota
Registered Investment Advisory firm - (9/4/2012 Terminated)Missouri
Registered Investment Advisory firm - (10/23/2007 Terminated)North Dakota
Registered Investment Advisory firm - (12/13/2005 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/19/2010 Terminated)Texas
Registered Investment Advisory firm - (9/4/2012 Terminated)Wisconsin
Registered Investment Advisory firm - (9/4/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 Cheshire Lane Suite 200, Minnetonka, MN 55305
Mailing Address
Phone number
(612) 347-8600
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,091 |
| AUM (Assets Under Management) | $ 2,339,617,295 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
