Christopher P. Mittleman

MITTLEMAN VALUE PARTNERS LLC

NEW YORK, NY

Some features on this profile are disabled

CRD#: 2078183

Professional summary

Christopher Philip Mittleman is a registered financial advisor currently at MITTLEMAN VALUE PARTNERS LLC located in New York, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The registrant became Chief Investment Officer and a director of Aimia Inc., a publically traded company in Canada, on June 19, 2020, and Chairman of Aimia Inc.'s Investment Committee. In these roles the registrant expects to devote significant amounts of time to analyzing and recommending to Aimia Inc. long-term investments in public and private companies, on a global basis, through controlling or minority stakes. Aimia Inc, is an investment holding company and the parent company to Mittleman Investment Management, LLC. Aimia Inc. is located at 777 Bat Street, Suite 2901, Toronto, Ontario.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Philip Mittleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2024 - Present

MITTLEMAN VALUE PARTNERS LLC

RIA

CRD#: 327006

NEW YORK, NY

Past

April 20, 2006 - April 27, 2023

MITTLEMAN BROTHERS INVESTMENT MANAGEMENT

RIA

CRD#: 138338

MELVILLE, NY

Past

February 4, 2002 - February 2, 2007

SPENCER CLARKE LLC

CRD#: 41316

NEW YORK, NY

Past

December 17, 1990 - February 14, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 30, 1990 - October 11, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MITTLEMAN VALUE PARTNERS LLC

CRD#: 327006 / SEC#: 801-128266

RIA

Registered Investment Advisory firm - (11/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/25/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/27/2005

General Securities Principal Examination

Current Firm

MITTLEMAN VALUE PARTNERS LLC

CRD#: 327006 / SEC#: 801-128266

RIA

Registered Investment Advisory firm - (11/13/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

New York, NY

Mailing Address

Phone number

(212) 535-0415

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/31/2025)

PART 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 31,371,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher P. Mittleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Philip Mittleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MITTLEMAN BROTHERS INVESTMENT MANAGEMENT

SPENCER CLARKE LLC

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

MITTLEMAN VALUE PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2009

Series 63

Date: 9/6/1990

Series 7

Date: 7/25/1990

Series 24

Date: 4/27/2005

Current Firm

MITTLEMAN VALUE PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MITTLEMAN VALUE PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors