David T. Reeves
Professional summary
David Terry Reeves is a registered financial professional currently at HORNOR, TOWNSEND & KENT, LLC located in St Louis, Missouri.
David is registered as a RR (Registered Representative) and started their career in finance in 1997. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Terry Reeves's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2015 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 10825 Watson Rd, Ste 120, St Louis, MO 63127September 9, 2014 - January 5, 2015
TOUCHSTONE SECURITIES, INC.
August 15, 2006 - September 27, 2013
HORNOR, TOWNSEND & KENT, LLC
December 19, 2005 - March 24, 2006
U.S. BANCORP INVESTMENTS, INC.
January 4, 2005 - December 16, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
May 20, 2003 - December 31, 2004
MUTUAL SERVICE CORPORATION
July 1, 2001 - April 10, 2003
METLIFE INVESTORS DISTRIBUTION COMPANY
August 8, 2000 - July 1, 2001
WALNUT STREET SECURITIES, INC.
November 16, 1998 - July 5, 2000
FFP SECURITIES, INC.
June 17, 1997 - November 2, 1998
FFP SECURITIES, INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2015)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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