Harry P. Romanoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Peter Romanoff JR, who also goes by Harry Peter Romanoff, Pete Romanoff, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1990. Harry had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2007 - April 30, 2015
SPIRE SECURITIES, LLC
March 7, 2002 - April 30, 2015
SPIRE WEALTH MANAGEMENT, LLC
February 22, 2002 - November 2, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 10, 1998 - February 25, 2002
VELASCO SECURITIES, INC.
February 6, 1996 - April 3, 1998
THE ADVISORS GROUP, INC.
June 30, 1993 - February 5, 1996
LARA, SHULL & MAY, LTD
January 31, 1992 - June 5, 1993
AMERINATIONAL FINANCIAL SERVICES, INC.
October 8, 1990 - February 10, 1992
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
