Scott M. Stratton
Professional summary
Scott Michael Stratton is a registered financial advisor currently at STRATTON CAPITAL MANAGEMENT, LLC located in Bedford, New Hampshire.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Michael Stratton's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2013 - Present
STRATTON CAPITAL MANAGEMENT, LLC
February 4, 2009 - December 31, 2009
CATAMOUNT INVESTMENT STRATEGIES, INC.
January 30, 1997 - December 31, 2008
CATAMOUNT INVESTMENT STRATEGIES, INC.
July 1, 1992 - December 31, 1993
SECURITIES AMERICA, INC.
October 9, 1991 - July 14, 1992
OSAIC FS, INC.
May 10, 1991 - October 14, 1991
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/22/2013)
Exams
Current Firm
STRATTON CAPITAL MANAGEMENT, LLC
CRD#: 154107 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 7,665,000 |
Red Flags
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