Anne E. Christopulos

WEST BRANCH CAPITAL LLC

Hyannis, MA 02601

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CRD#: 2077885

Professional summary

Anne Elizabeth Christopulos, CFP® is a registered financial advisor currently at WEST BRANCH CAPITAL LLC located in Hyannis, Massachusetts.

Anne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Anne has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Elizabeth Christopulos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 29, 2016 - Present

WEST BRANCH CAPITAL LLC

Office #1: 100 Independence Drive Offices 109,112, Hyannis, MA 02601

RIA

CRD#: 133813

Hyannis, MA

Past

November 4, 2008 - April 19, 2017

DAVIS FINANCIAL SERVICES, LLC

RIA

CRD#: 138707

ORLEANS, MA

Past

June 25, 2007 - October 31, 2008

SECURE FUTURE FINANCIAL SERVICES, INC.

RIA

CRD#: 119294

DENNIS, MA

Past

December 9, 2002 - December 31, 2006

SECURE FUTURE FINANCIAL SERVICES, INC.

RIA

CRD#: 119294

DENNIS, MA

Past

August 22, 2001 - July 19, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 22, 2001 - July 19, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 8, 1990 - August 13, 1992

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST BRANCH CAPITAL LLC

DAVIS FINANCIAL SERVICES, LLC, A DIVISION OF WEST BRANCH CAPITAL, LLC | WEST BRANCH CAPITAL LLC | SINGER POTITO ASSOCIATES, A DIVISION OF WEST BRANCH CAPITAL LLC | LEGACY FINANCIAL SERVICES (LEGACY), DIVISION OF WEST BRANCH CAPITAL LLC

CRD#: 133813 / SEC#: 801-78332

RIA

Registered Investment Advisory firm - (7/24/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (8/23/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/18/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Current Firm

WEST BRANCH CAPITAL LLC

CRD#: 133813 / SEC#: 801-78332

RIA

Registered Investment Advisory firm - (7/24/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (8/23/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/18/2013 Terminated)

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Contact information

Main Address

9 Research Drive Suite 1, Amherst, MA 01002

Mailing Address

P.o. Box 2067, Amherst, MA 01004

Phone number

833-888-0534; 413-256-1225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEST BRANCH BROCHURE (FORM ADV2A) (2/13/2025)

Regulatory assets under management

Total Number of Accounts	1,217
AUM (Assets Under Management)	$ 630,872,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anne E. Christopulos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Elizabeth Christopulos's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVIS FINANCIAL SERVICES, LLC

SECURE FUTURE FINANCIAL SERVICES, INC.

SECURE FUTURE FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FIDELITY DISTRIBUTORS CORPORATION

Primary Firm SEC Registration

WEST BRANCH CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2001

Series 7

Date: 8/21/2001

Current Firm

WEST BRANCH CAPITAL LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST BRANCH CAPITAL LLC

TRUST BUT VERIFY

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