Debra A. Billups
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Ann Billups, who also goes by Debra A Matthews, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1998. Debra had worked at 3 firms and has passed the Series 7, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2008 - July 6, 2012
PINEBRIDGE SECURITIES LLC
April 10, 2001 - April 17, 2007
UBS SECURITIES LLC
June 8, 1998 - April 20, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 6/25/2003
Floor Broker Representative ExamSeries 25
Date: 7/22/1999
NYSE Trading Assistant ExaminationCurrent Firm
PINEBRIDGE SECURITIES LLC
CRD#: 5967 / SEC#: , 8-16586
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
