Jon A. Hearn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon A Hearn, who also goes by John Anthony Cocita, Jon Anthony Hearn, Hearn, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1990. Jon had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2012 - December 13, 2018
QUASAR DISTRIBUTORS, LLC
June 11, 2003 - June 17, 2004
HARRISDIRECT LLC
August 9, 2000 - August 13, 2002
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
May 14, 1999 - July 28, 2000
KEYBANC CAPITAL MARKETS INC.
September 2, 1997 - May 14, 1999
KEY INVESTMENTS INC.
September 1, 1994 - July 11, 1997
SUTRO & CO. INCORPORATED
March 4, 1992 - August 29, 1994
KIDDER, PEABODY & CO. INCORPORATED
September 10, 1990 - January 3, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 10, 1990 - January 3, 1992
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
