Paul R. Stierhoff
SEELAUS ASSET MANAGEMENT
WESTFIELD, NJ
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CRD#: 2077502
Professional summary
Paul Ridgely Stierhoff, CFP® is a registered financial advisor currently at SEELAUS ASSET MANAGEMENT, LLC located in Westfield, New Jersey and R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RSC Financial Products LLC, An Insurance affiliate of R. Seelaus & Co., LLC 26 Main Street, Suite 300, Chatham, NJ 07928, insurance agent, Since 2005, 0-5 hours devoted a week, all during securities hours. Selling personal insurance products as needed per client's needs. Trustee for the Henry & Agnes M. Truzack Foundation, 827 Grandview Ave, Westfield NJ 07090, 20 hours a month devote, 1 during security trading hours. Make Granting decisions on behalf of the Foundation, Recordkeeping, financials and tax filings.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Ridgely Stierhoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 28, 2013 - Present
SEELAUS ASSET MANAGEMENT, LLC
RIA
CRD#: 149582
WESTFIELD, NJ
Current
April 21, 1993 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928BD
CRD#: 14974
Chatham, NJ
Past
September 26, 2006 - April 4, 2013
R. SEELAUS & CO., LLC
RIA
CRD#: 14974
SUMMIT, NJ
Past
January 11, 1993 - March 31, 1993
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
October 9, 1990 - December 24, 1992
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SEELAUS ASSET MANAGEMENT, LLC
GRANITE SPRINGS ASSET MANAGEMENT, LLC | SUNNYMEATH ASSET MANAGEMENT, INC | SEELAUS ASSET MANAGEMENT, LLC | NAME 806
CRD#: 149582 / SEC#: 801-77641
RIA
Registered Investment Advisory firm - (2/15/2013 Approved)New Jersey
Registered Investment Advisory firm - (3/28/2013 Terminated)New York
Registered Investment Advisory firm - (3/28/2013 Terminated)South Carolina
Registered Investment Advisory firm - (3/28/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/28/2016)
RR
California(12/22/1999)
RR
Colorado(9/30/2022)
RR
Connecticut(7/26/2017)
RR
District of Columbia(10/30/2006)
RR
Florida(8/3/1993)
RR
Georgia(11/12/2008)
RR
Hawaii(12/19/2023)
RR
Indiana(10/26/2022)
RR
Maryland(3/19/1996)
IAR
Maryland(3/31/2017)
RR
Massachusetts(1/21/2015)
RR
Nevada(4/23/2013)
IAR
New Hampshire(6/26/2019)
RR
New Jersey(4/21/1993)
IAR
New Jersey(1/28/2013)
RR
New York(7/30/1993)
RR
Ohio(1/25/2011)
RR
Pennsylvania(10/1/1998)
RR
Tennessee(1/20/2009)
RR
Texas(12/13/2018)
IAR
Texas(6/26/2019)
RR
Virginia(2/19/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SEELAUS ASSET MANAGEMENT, LLC
GRANITE SPRINGS ASSET MANAGEMENT, LLC | SUNNYMEATH ASSET MANAGEMENT, INC | SEELAUS ASSET MANAGEMENT, LLC | NAME 806
CRD#: 149582 / SEC#: 801-77641
RIA
Registered Investment Advisory firm - (2/15/2013 Approved)New Jersey
Registered Investment Advisory firm - (3/28/2013 Terminated)New York
Registered Investment Advisory firm - (3/28/2013 Terminated)South Carolina
Registered Investment Advisory firm - (3/28/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26 Main Street Suite 304, Chatham, NJ 07928
Mailing Address
Phone number
(212) 935-0755
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 484 |
| AUM (Assets Under Management) | $ 1,552,973,774 |
Red Flags
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