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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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GJ

Gregory C. Johnson

Some features on this profile are disabled
CRD#: 2077455
GJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Charles Johnson, CFP® was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1990. Gregory had worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

July 23, 2021 - December 31, 2025

RUBICON CRYPTO, LLC

RIA
CRD#: 314962
Atlanta, GA
Past

September 11, 2017 - June 11, 2021

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

January 22, 2015 - September 16, 2015

INVESTACORP ADVISORY SERVICES INC

RIA
CRD#: 109011
ALPHARETTA, GA
Past

December 12, 2014 - September 16, 2015

INVESTACORP, INC.

BD
CRD#: 7684
ALPHARETTA, GA
Past

April 30, 2009 - October 14, 2009

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

April 21, 2009 - October 14, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
DETROIT, MI
Past

March 13, 1995 - December 21, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
MARIETTA, GA
Past

October 11, 1990 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 11, 1990 - December 21, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MARIETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/6/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/27/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/1/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/10/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/1/2022
General Securities Principal Examination

Current Firm

RC
RUBICON CRYPTO, LLC
RUBICON CRYPTO, LLC

CRD#: 314962 / SEC#:

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Contact information

Main Address
577 Ralph Mcgill Blvd Ne, Atlanta, GA 30312
Mailing Address
Phone number
(404) 445-0535
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts44
AUM (Assets Under Management)$ 912,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUBICON CRYPTO, LLC

CRD#: 314962

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