Paul F. Duval

GENESIS WEALTH ADVISORS

STOUGHTON, MA 02072

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CRD#: 2076914

Professional summary

Paul Francis Duval JR, ChFC®, CLU®, who also goes by Paul Francis Duval, is a registered financial advisor currently at GENESIS WEALTH ADVISORS, LLC located in Stoughton, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Paul has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Francis Duval

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE BROKER; NON INVESTMENT-RELATED ACTIVITY; 1 HOUR PER MONTH GCA INSURANCE AGENCY, INC.; NON INVESTMENT-RELATED ACTIVITY; SAME ADDRESS; INSURANCE; PRESIDENT; 03/2011; 3 HOURS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Francis Duval JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 3, 2011 - Present

GENESIS WEALTH ADVISORS, LLC

Office #1: 532 Page Street, Stoughton, MA 02072

RIA

CRD#: 158388

STOUGHTON, MA

Past

January 6, 2003 - July 11, 2017

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

CRD#: 38654

SO. EASTON, MA

Past

January 1, 1997 - December 31, 2002

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

STOUGHTON, MA

Past

February 11, 1995 - July 24, 2012

GENESIS CAPITAL ADVISORS, INC.

RIA

CRD#: 128270

STOUGHTON, MA

Past

September 22, 1994 - December 31, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

August 3, 1990 - September 27, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/7/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/15/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/1994

General Securities Principal Examination

Current Firm

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

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Contact information

Main Address

400 Washington Street Suite 308, Braintree, MA 02184

Mailing Address

Phone number

(781) 344-1023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENESIS WEALTH ADVISORS DISCLOSURE BROCHURE (1/28/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 175,197,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul F. Duval

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Francis Duval JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARY INVESTMENT AND INSURANCE PLANNING CORP.

COMMONWEALTH FINANCIAL NETWORK

GENESIS CAPITAL ADVISORS, INC.

COMMONWEALTH FINANCIAL NETWORK

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

GENESIS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1994

Series 63

Date: 8/7/1990

SIE

Date: 7/11/2017

Series 7

Date: 8/17/1994

Series 6

Date: 8/1/1990

Series 51

Date: 8/15/2003

Series 24

Date: 11/1/1994

Current Firm

GENESIS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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