AG
Andrew Graham
VOYA FINANCIAL ADVISORS
Boston, MA 02210
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CRD#: 2076913
AG
Professional summary
Andrew Graham, who also goes by Andrew Drummond Graham, Andy Graham, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Boston, Massachusetts.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Andrew has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Drummond Graham | Andy Graham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Graham's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 121 Seaport Boulevard 11th Floor, Boston, MA 02210RIA
BD
CRD#: 2882
Boston, MA
Current
October 23, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 121 Seaport Boulevard 11th Floor, Boston, MA 02210RIA
BD
CRD#: 2882
Boston, MA
Past
July 7, 2022 - February 4, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
AUSTIN, TX
Past
July 7, 2022 - February 4, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
AUSTIN, TX
Past
April 19, 2018 - July 7, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Austin, TX
Past
April 16, 2018 - July 7, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Austin, TX
Past
February 19, 2016 - August 31, 2017
EDWARD JONES
RIA
CRD#: 250
AUSTIN, TX
Past
November 2, 2015 - August 31, 2017
EDWARD JONES
BD
CRD#: 250
AUSTIN, TX
Past
May 18, 2010 - September 28, 2011
TEJAS SECURITIES GROUP, INC.
BD
CRD#: 36705
AUSTIN, TX
Past
March 16, 2009 - May 10, 2010
APS FINANCIAL CORPORATION
BD
CRD#: 10033
AUSTIN, TX
Past
June 6, 2007 - March 17, 2008
AURIA SERVICES CORP.
BD
CRD#: 27851
NEW YORK, NY
Past
August 1, 2000 - February 2, 2006
NEWEDGE USA, LLC
BD
CRD#: 36118
CHICAGO, IL
Past
July 1, 1998 - August 1, 2000
COWEN AND COMPANY
BD
CRD#: 7616
NEW YORK, NY
Past
April 22, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
BD
CRD#: 1541
NEW YORK, NY
Past
August 23, 1993 - January 11, 1996
THE SEIDLER COMPANIES INCORPORATED
BD
CRD#: 3911
LOS ANGELES, CA
Past
September 12, 1990 - May 31, 1991
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/23/2025)
RR
Alaska(10/23/2025)
RR
Arizona(10/23/2025)
RR
Arkansas(10/23/2025)
RR
California(10/23/2025)
RR
Colorado(10/23/2025)
RR
Connecticut(10/23/2025)
RR
Delaware(10/23/2025)
RR
District of Columbia(10/23/2025)
RR
Florida(10/23/2025)
RR
Georgia(10/23/2025)
RR
Hawaii(10/23/2025)
RR
Idaho(10/23/2025)
RR
Illinois(10/23/2025)
RR
Indiana(10/23/2025)
RR
Iowa(10/23/2025)
RR
Kansas(10/23/2025)
RR
Kentucky(10/23/2025)
RR
Louisiana(10/23/2025)
RR
Maine(10/23/2025)
RR
Maryland(10/23/2025)
RR
Massachusetts(10/23/2025)
IAR
Massachusetts(11/4/2025)
RR
Michigan(10/23/2025)
RR
Minnesota(10/23/2025)
RR
Mississippi(10/23/2025)
RR
Missouri(10/23/2025)
RR
Montana(10/23/2025)
RR
Nebraska(10/23/2025)
RR
Nevada(10/23/2025)
RR
New Hampshire(10/23/2025)
RR
New Jersey(10/23/2025)
RR
New Mexico(10/23/2025)
RR
New York(10/23/2025)
IAR
New York(10/23/2025)
RR
North Carolina(10/23/2025)
RR
North Dakota(10/23/2025)
RR
Ohio(10/23/2025)
RR
Oklahoma(10/23/2025)
RR
Oregon(10/23/2025)
RR
Pennsylvania(10/23/2025)
RR
Puerto Rico(10/23/2025)
RR
Rhode Island(10/23/2025)
RR
South Carolina(10/23/2025)
RR
South Dakota(10/23/2025)
RR
Tennessee(10/23/2025)
RR
Texas(10/23/2025)
IAR
Texas(10/23/2025)
RR
Utah(10/23/2025)
RR
Vermont(10/23/2025)
RR
Virgin Islands(10/23/2025)
RR
Virginia(10/23/2025)
RR
Washington(10/23/2025)
RR
West Virginia(10/23/2025)
RR
Wisconsin(10/23/2025)
RR
Wyoming(10/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Boston, MA 02210TRUST BUT VERIFY
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