George E. Willis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Edward Willis, who also goes by George E Willis, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1990. George had worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2001 - September 4, 2001
DIESEL ENERGY INTERNATIONAL, L.L.C.
October 7, 1997 - March 25, 1999
AMEREST SECURITIES, INC.
May 7, 1996 - September 3, 1997
GRAND FINANCIAL, INC.
April 11, 1996 - June 11, 1996
REEF SECURITIES, INC.
May 11, 1995 - October 9, 1995
TEXAKOMA FINANCIAL, INC.
August 29, 1991 - September 30, 1991
HORIZON CAPITAL, INCORPORATED
November 6, 1990 - June 28, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIESEL ENERGY INTERNATIONAL, L.L.C.
CRD#: 104484 / SEC#: , 8-52943
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PER HOLDINGS CORP. | 100% OWNERSHIP | |
| ROGE, SHARI RHENEE | PRESIDENT, DP, FINOP | 1312012 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
