GW

George E. Willis

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CRD#: 2076520
GW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Edward Willis, who also goes by George E Willis, was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1990. George had worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


George E Willis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 16, 2001 - September 4, 2001

DIESEL ENERGY INTERNATIONAL, L.L.C.

BD
CRD#: 104484
DALLAS, TX
Past

October 7, 1997 - March 25, 1999

AMEREST SECURITIES, INC.

BD
CRD#: 40201
DALLAS, TX
Past

May 7, 1996 - September 3, 1997

GRAND FINANCIAL, INC.

BD
CRD#: 19571
ADDISON, TX
Past

April 11, 1996 - June 11, 1996

REEF SECURITIES, INC.

BD
CRD#: 31951
RICHARDSON, TX
Past

May 11, 1995 - October 9, 1995

TEXAKOMA FINANCIAL, INC.

BD
CRD#: 16910
PLANO, TX
Past

August 29, 1991 - September 30, 1991

HORIZON CAPITAL, INCORPORATED

BD
CRD#: 20754
Past

November 6, 1990 - June 28, 1991

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


DE
DIESEL ENERGY INTERNATIONAL, L.L.C.
DIESEL ENERGY INTERNATIONAL, L.L.C.

CRD#: 104484 / SEC#: , 8-52943

BD
Cancelled by SEC on 07/15/2005
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 10/06/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PER HOLDINGS CORP.100% OWNERSHIP
ROGE, SHARI RHENEEPRESIDENT, DP, FINOP1312012

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DIESEL ENERGY INTERNATIONAL, L.L.C.

CRD#: 104484

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