Thomas W. Laming

NORMANDY INVESTMENT ADVISORS

Pinehurst, NC

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CRD#: 2076513

Professional summary

Thomas Whitsed Laming, who also goes by Thomas W Laming, Tom Laming, is a registered financial advisor currently at NORMANDY INVESTMENT ADVISORS located in Pinehurst, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas W Laming | Tom Laming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Whitsed Laming's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2022 - Present

NORMANDY INVESTMENT ADVISORS

RIA

CRD#: 316321

Pinehurst, NC

Past

October 30, 2009 - January 4, 2016

SCOUT INVESTMENTS, INC.

RIA

CRD#: 111787

KANSAS CITY, MO

Past

May 10, 2006 - August 8, 2009

TRENDSTAR ADVISORS, LLC

RIA

CRD#: 128285

OVERLAND PARK, KS

Past

October 10, 1994 - September 30, 2003

KORNITZER CAPITAL MANAGEMENT, INC.

RIA

CRD#: 111087

SHAWNEE MISSION, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORMANDY INVESTMENT ADVISORS

NORMANDY INVESTMENT ADVISORS | SUMMIT INVESTMENT ADVISORS INC

CRD#: 316321 / SEC#: 801-122314

RIA

Registered Investment Advisory firm - (9/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2022

Uniform Investment Adviser Law Examination

Current Firm

NORMANDY INVESTMENT ADVISORS

NORMANDY INVESTMENT ADVISORS | SUMMIT INVESTMENT ADVISORS INC

CRD#: 316321 / SEC#: 801-122314

RIA

Registered Investment Advisory firm - (9/15/2021 Approved)

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Contact information

Main Address

12728 State Line Rd., Leawood, KS 66209

Mailing Address

Phone number

(913) 914-1944

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 142,027,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas W. Laming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Whitsed Laming's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORMANDY INVESTMENT ADVISORS

SCOUT INVESTMENTS, INC.

TRENDSTAR ADVISORS, LLC

KORNITZER CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

NORMANDY INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2022

Current Firm

NORMANDY INVESTMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORMANDY INVESTMENT ADVISORS

TRUST BUT VERIFY

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