JP
Jerome D. Pickar
U.S. BANCORP INVESTMENTS
Duluth, MN 55811
Some features on this profile are disabled
CRD#: 2076415
JP
Professional summary
Jerome David Pickar, who also goes by Jerry Pickar, is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Duluth, Minnesota.
Jerome is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jerome has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Pickar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Upper Midwest Elite Goalie Acadamy; Non Investment-related; Duluth, MN; Training young, male and female, Elite level ice hockey goalies; One third Ownership; Coach/ trainer; 06/2022; 15-20 hours/ month; 4-5 hours/ trading; Work one on one with goalies, setting up training schedules and sessions. Overseeing each session. 2) Cloquet High School Boys Hockey Team; Not Investment-related; Cloquet, MN; High School Boys Ice Hockey; Assistant Coach - Goalie Coach; 12/2022; 20 Hrs/Mth; Very few practices and games are held in December/January/Trading; Coach goalies in practice; member of coaching staff, participate in practice and games as coach on bench and in press box taking stats and notes on goalies. 3) Cloquet Amatuer Hockey Assocation; Not Investment-related; Cloquet, MN; Youth Hockey League; Coach; 11/10/2025; 15 Hrs/Mth; 0 Hrs/Trading; Plan practices 3-4 per week and coach games.
CRS (Client Relationship Summary) - RIA
Click below to view Jerome David Pickar's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jerome David Pickar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2019 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 2400 Maple Grove Rd, Duluth, MN 55811Office #2: 1 Nw 5th St, Grand Rapids, MN 55744Office #3: 5330 Grand Ave, Duluth, MN 55807Office #4: 715 Cloquet Ave, Cloquet, MN 55720RIA
BD
CRD#: 17868
Duluth, MN
Current
March 25, 2019 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 2400 Maple Grove Rd, Duluth, MN 55811Office #2: 1 Nw 5th St, Grand Rapids, MN 55744Office #3: 5330 Grand Ave, Duluth, MN 55807Office #4: 715 Cloquet Ave, Cloquet, MN 55720RIA
BD
CRD#: 17868
Duluth, MN
Past
December 2, 2005 - March 22, 2019
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
LYNNWOOD, WA
Past
December 2, 2005 - March 22, 2019
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
LYNNWOOD, WA
Past
June 30, 2000 - December 8, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SEATTLE, WA
Past
June 16, 2000 - December 8, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SEATTLE, WA
Past
December 8, 1994 - July 24, 2000
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
August 27, 1990 - December 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2019)
RR
California(3/26/2019)
RR
Colorado(3/26/2019)
RR
Florida(5/13/2021)
RR
Michigan(3/26/2019)
RR
Minnesota(3/26/2019)
IAR
Minnesota(3/26/2019)
RR
Montana(9/26/2025)
RR
Nevada(4/11/2022)
RR
New Jersey(9/3/2021)
RR
New Mexico(2/24/2023)
RR
New York(2/8/2022)
RR
North Carolina(3/26/2019)
RR
North Dakota(2/5/2021)
RR
Oregon(4/5/2022)
RR
South Carolina(3/26/2019)
RR
Texas(5/13/2021)
IAR
Texas(6/11/2024)
RR
Washington(3/26/2019)
RR
Wisconsin(3/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Phone number
(800) 888-4700
Established
Delaware since 02/25/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
2,152
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | PARENT CORPORATION | |
| AHMAD, MASOOD | SENIOR VICE PRESIDENT, OPERATIONS MANAGER | 7887624 |
| BEJASA, EILEEN | DIRECTOR | 7002808 |
| CLARK, SHANNON KEITH | DIRECTOR AND CHIEF FINANCIAL OFFICER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4120145 |
| FLOUM, JOEL IRA | DIRECTOR | 2405754 |
| LAWLOR, BETH D | DIRECTOR | 5352662 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MOLLOY, JOHN WILLIAM JR. | DIRECTOR | 1939358 |
| ROLLAND, JODI THOMPSON | DIRECTOR | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER, DIRECTOR | 5025315 |
| STEGEMEYER, STEPHEN KYLE | DIRECTOR | 2793064 |
| STEINER, STEPHEN WARD | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | 2259345 |
| WHANG, JAMES | DIRECTOR | 2737019 |
Regulatory assets under management
| Total Number of Accounts | 66,996 |
| AUM (Assets Under Management) | $ 19,296,734,956 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
