Douglas R. Bevers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Russell Bevers was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1972. Douglas had worked at 7 firms and has passed the Series 63, SIE, Series 16, PC, Series 7, Series 1, Series 8, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2014 - October 28, 2015
REALTA EQUITIES, INC.
July 17, 2003 - February 28, 2014
BOENNING & SCATTERGOOD, INC.
November 12, 1981 - June 18, 2003
JANNEY MONTGOMERY SCOTT LLC
November 27, 1978 - November 25, 1981
ELKINS & CO.
July 7, 1976 - October 14, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
January 26, 1973 - September 23, 1974
HORNOR, TOWNSEND & KENT, LLC
October 2, 1972 - October 7, 1974
GIRARD INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 9/25/1972
Registered Representative ExaminationSeries 8
Date: 5/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 4/9/1980
NYSE Branch Manager ExaminationCurrent Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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