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Brent Gary Reys

CRD# 2076064·Registered 1995 - 2016
Previously Registered: Being a previously registered professional could mean that Brent is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brent Gary Reys, who also goes by Brent G Reys, was a registered financial advisor. Brent was a previously registered financial professional and started their career in finance 1995 - 2016. Brent had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brent G Reys

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SWIFTSURE SECURITIES LLC·CRD# 139965
BD
Seattle, WA
June 9, 2016 - June 27, 2016
PACIFIC PORTFOLIO CONSULTING, LLC·CRD# 139505
RIA
Seattle, WA
July 10, 2014 - March 25, 2015
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Seattle, WA
October 10, 2012 - June 16, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Seattle, WA
August 8, 2012 - June 16, 2014
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
July 12, 1999 - December 31, 1999
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
July 1, 1998 - July 12, 1999
SEAFIRST INVESTMENT SERVICES, INC.·CRD# 17411
BD
Seattle, WA
October 13, 1995 - July 1, 1998

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Current Firm

SS
SWIFTSURE SECURITIES LLC

SWIFTSURE SECURITIES LLC

CRD#: 139965 / SEC#: 8-67264
BD
Terminated by SEC on 02/25/2017

Contact Information

Established

Washington since 02/03/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SWIFTSURE CAPITAL LLCMEMBER—
GARDINER, GORDON ABBOTTFINOP—
WILSON, SCOTT FRANKLYNCEO & CCO2356429
WILSON, SCOTT FRANKLYNMANAGER, AML CO2356429

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2012About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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