Richard B. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Brooks Schneider was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 8 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2015 - April 18, 2019
RBS ADVISORS, LLC
February 25, 2015 - August 24, 2015
STANGIER WEALTH MANAGEMENT
April 16, 2004 - December 31, 2008
1ST GLOBAL ADVISORS INC
June 16, 2003 - December 31, 2008
1ST GLOBAL CAPITAL CORP.
February 10, 2003 - June 20, 2003
MUTUAL SERVICE CORPORATION
May 31, 2002 - February 10, 2003
EQUITABLE ADVISORS, LLC
December 16, 1994 - April 16, 1996
UBS FINANCIAL SERVICES INC.
September 2, 1992 - December 23, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
RBS ADVISORS, LLC
CRD#: 226654 / SEC#:
Contact information
Red Flags
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