MW
Michael P. Wolff
FEDERATED INVESTMENT COUNSELING
Pound Ridge, NY
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CRD#: 2075760
MW
Professional summary
Michael Patrick Wolff, AIF®, CFP® is a registered financial advisor currently at FEDERATED INVESTMENT COUNSELING located in Pound Ridge, New York and FEDERATED SECURITIES CORP. located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Wolff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2005 - Present
FEDERATED INVESTMENT COUNSELING
Office #2: 101 Park Avenue, Suite 4100, New York, NY 10178RIA
CRD#: 105325
Pound Ridge, NY
Current
November 11, 2009 - Present
FEDERATED SECURITIES CORP.
Office #1: 101 Park Avenue, Suite 4100, New York, NY 10178RIA
BD
CRD#: 5009
New York, NY
Current
May 12, 2010 - Present
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
Office #2: 101 Park Avenue, Suite 4100, New York, NY 10178RIA
CRD#: 109355
Pound Ridge, NY
Current
August 13, 2021 - Present
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
Office #2: 101 Park Avenue 24th Floor, New York, NY 10178RIA
CRD#: 106277
Pound Ridge, NY
Current
July 30, 1990 - Present
FEDERATED SECURITIES CORP.
Office #1: 101 Park Avenue, Suite 4100, New York, NY 10178RIA
BD
CRD#: 5009
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/31/2025)
RR
Connecticut(1/22/2021)
RR
Florida(1/11/2023)
IAR
Illinois(10/14/2022)
RR
Maryland(2/11/2022)
IAR
Massachusetts(5/12/2010)
RR
Massachusetts(5/22/2024)
RR
New Jersey(9/22/2020)
RR
New York(9/6/1990)
IAR
New York(8/5/2021)
IAR
Pennsylvania(1/3/2005)
RR
South Carolina(11/3/2022)
RR
Virginia(2/11/2022)
RR
Wisconsin(2/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FEDERATED INVESTMENT COUNSELING
FEDERATED HERMES CW HENDERSON DIVISION | FEDERATED INVESTMENT COUNSELING (INCLUDING ITS FEDERATED HERMES CW HENDERSON DIVISION) | FEDERATED INVESTMENT COUNSELING | FEDERATED HERMES CW HENDERSON, A DIVISION OF FEDERATED INVESTMENT COUNSELING
CRD#: 105325 / SEC#: 801-34611
RIA
Registered Investment Advisory firm - (6/12/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1001 Liberty Avenue, Pittsburgh, PA 15222-3779
Mailing Address
Phone number
(412) 288-1900
Established
Firm type
Fiscal year end
# of Employees
213
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,579 |
| AUM (Assets Under Management) | $ 199,641,239,415 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/11/2023 | ||
| 07/29/2022 |
Red Flags
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Company Information
FEDERATED INVESTMENT COUNSELING
CRD#: 105325Pound Ridge, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
