John H. Dalton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hansen Dalton, who also goes by John Hansen Dalton Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 6 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2013 - August 15, 2025
ADG WEALTH MANAGEMENT GROUP, LLC
April 2, 2012 - January 7, 2013
JDC FINANCIAL MANAGEMENT
March 19, 2010 - January 12, 2012
JDC FINANCIAL MANAGEMENT
July 5, 1991 - May 31, 1994
SIGNATOR INVESTORS, INC.
July 5, 1991 - June 30, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 1, 1990 - June 7, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 1, 1990 - June 7, 1991
OSAIC FA, INC.
Primary Firm SEC Registration
ADG WEALTH MANAGEMENT GROUP, LLC
CRD#: 132341 / SEC#: 801-81006
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADG WEALTH MANAGEMENT GROUP, LLC
CRD#: 132341 / SEC#: 801-81006
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,235 |
| AUM (Assets Under Management) | $ 309,647,951 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
