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JH

Jeffrey Mathew Hamm

CRD# 2075599·Registered 2009 - 2022
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Mathew Hamm, who also goes by Jeff Mathew Hamm, Jeffrey Matthew Hamm, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2009 - 2022. Jeffrey had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Mathew Hamm, Jeffrey Matthew Hamm

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

Past

GPWA, LLCPast·CRD# 170171
RIA
Nashville, TN
February 24, 2016 - May 17, 2022
GPWA, LLCPast·CRD# 170171
BD
Nashville, TN
February 24, 2016 - May 17, 2022
MML INVESTORS SERVICES, LLCPast·CRD# 10409
RIA
Brentwood, TN
April 20, 2015 - January 27, 2016
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Brentwood, TN
December 5, 2014 - January 27, 2016
MML INVESTORS SERVICES, LLCPast·CRD# 10409
BD
Brentwood, TN
October 8, 2009 - June 26, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLCPast·CRD# 2881
BD
Nashville, TN
March 13, 2009 - October 5, 2009

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Current Firm

GL
GPWA, LLC

GPWA, LLC | GRAMERCY PARK WEALTH ADVISORS, LLC

CRD#: 170171 / SEC#: 8-69413
Georgia
Registered Investment Advisory firm - SEC (2/15/2023 Approved)
Michigan
Registered Investment Advisory firm - SEC (11/28/2018 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (10/2/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2400 Barton Ave., Nashville, TN 37212

Mailing Address

2400 Barton Ave., Nashville, TN 37212

Phone Number

(615) 424-2118

Established

Tennessee since 01/29/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

7

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
COTE, BRIAN JOSEPHCEO/ CCO4218494
BEATON, DANIEL STEWARTFINOP4240769

Regulatory Assets Under Management

Total Number of Accounts

333

AUM (Assets Under Management)

$108,103,094

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jeffrey M. Hamm will sell insurance and annuities on a commission basis. The business will be located at his business address of 2400 Barton Avenue, Nashville, TN. The business is investment related. Mr. Hamm will spend approximately 15-20 hours per month selling insurance/annuity products as a compliment to existing securities products. He plans to start selling insurance products in March 2016. Mr. Hamm is properly licensed as an insurance agent and will be paid directly for such products.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2009About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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