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Joonho Chun

CRD# 2075527·Registered 1992 - 2003
Previously Registered: Being a previously registered professional could mean that Joonho is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joonho Chun, who also goes by Joon Ho Chun, Juno Chun, Joon Ho Juno, was a registered financial advisor. Joonho was a previously registered financial professional and started their career in finance 1992 - 2003. Joonho had worked at 10 firms and has passed the Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joon Ho Chun, Juno Chun, Joon Ho Juno

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
June 4, 2003 - August 27, 2003
A.B. WATLEY, INC.·CRD# 797
BD
New York, NY
December 11, 2002 - June 4, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
February 17, 1998 - April 26, 2001
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
May 8, 1995 - February 6, 1998
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
January 12, 1995 - May 5, 1995
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
March 26, 1993 - January 6, 1995
FIRST UNION CAPITAL MARKETS CORP.·CRD# 6124
BD
Charlotte, NC
March 16, 1993 - March 24, 1993
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
November 5, 1992 - February 24, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.·CRD# 17585
BD
July 22, 1992 - November 23, 1992
W.H. FARR & COMPANY, INC.·CRD# 25810
BD
July 21, 1992 - July 28, 1992
BROOKLYN CAPITAL & SECURITIES TRADING, INC.·CRD# 18125
BD
Brooklyn, NY
July 21, 1992 - July 29, 1992

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Current Firm

WL
WORLDCO, L.L.C.

BIRK HOLLAND & CO., INC. | WORLDCO, L.L.C.

CRD#: 24673 / SEC#: 8-41285
BD
Terminated by SEC on 03/05/2004

Contact Information

Established

New York since 03/10/1995

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
WATERFORD HOLDINGS, L.L.C.SHAREHOLDER—
CURRAN, JAMES EDWARDFINANCIAL & OPERATIONAL PRINCIPAL2870558
ELLIS, MARC ANDREWDIRECTOR OF COMPLIANCE2162526
MILLER, JOHN GERARDCEO1975249

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 1998About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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