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JC

Joonho Chun

Some features on this profile are disabled
CRD#: 2075527
JC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joonho Chun, who also goes by Joon Ho Chun, Juno Chun, Joon Ho Juno, was a registered financial professional .

Joonho is a previously registered financial professional and started their career in finance in 1992. Joonho had worked at 10 firms and has passed the Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joon Ho Chun | Juno Chun | Joon Ho Juno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 4, 2003 - August 27, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

December 11, 2002 - June 4, 2003

A.B. WATLEY, INC.

BD
CRD#: 797
NEW YORK, NY
Past

February 17, 1998 - April 26, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 8, 1995 - February 6, 1998

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

January 12, 1995 - May 5, 1995

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

March 26, 1993 - January 6, 1995

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

March 16, 1993 - March 24, 1993

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

November 5, 1992 - February 24, 1993

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

July 22, 1992 - November 23, 1992

FIRST AMERICAN BILTMORE SECURITIES, INC.

BD
CRD#: 17585
Past

July 21, 1992 - July 28, 1992

W.H. FARR & COMPANY, INC.

BD
CRD#: 25810
Past

July 21, 1992 - July 29, 1992

BROOKLYN CAPITAL & SECURITIES TRADING, INC.

BD
CRD#: 18125
BROOKLYN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 10/5/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/1992
General Securities Representative Examination

Current Firm

WL
WORLDCO, L.L.C.
BIRK HOLLAND & CO., INC. | WORLDCO, L.L.C.

CRD#: 24673 / SEC#: , 8-41285

BD
Terminated by SEC on 03/05/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 03/10/1995
Firm type
Limited Liability Company
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WATERFORD HOLDINGS, L.L.C.SHAREHOLDER
CURRAN, JAMES EDWARDFINANCIAL & OPERATIONAL PRINCIPAL2870558
ELLIS, MARC ANDREWDIRECTOR OF COMPLIANCE2162526
MILLER, JOHN GERARDCEO1975249

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORLDCO, L.L.C.

CRD#: 24673

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