Robert Blaney Sloan
Professional Summary
Robert Blaney Sloan, who also goes by Robert B Sloan, is a registered financial advisor currently at PENSERRA WEALTH MANAGEMENT located in Delray Beach, Florida. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Robert has worked at 3 firms and has passed the Series 65, Series 3, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert B Sloan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
NORCAL FINANCIAL ADVISORS | TREASURY WEST | PENSERRA WEALTH MANAGEMENT LLC | PENSERRA WEALTH MANAGEMENT
Contact Information
Main Address
4 Orinda Way 100-a, Orinda, CA, 94563Phone Number
(415) 717-9276# of Employees
2SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
8AUM (Assets Under Management)
$2,500,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NORCAL FINANCIAL ADVISORS | TREASURY WEST | PENSERRA WEALTH MANAGEMENT LLC | PENSERRA WEALTH MANAGEMENT
State Registrations and Notice Filings
(9/28/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1991Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Blaney Sloan's CRS (Customer Relationship Summary).
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