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Laura Leigh Wilson

CRD# 2075468·Registered 1992 - 2012
Previously Registered: Being a previously registered professional could mean that Laura is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laura Leigh Wilson, who also goes by Laura Leigh Wilson Ms., was a registered financial advisor. Laura was a previously registered financial professional and started their career in finance 1992 - 2012. Laura had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Laura Leigh Wilson Ms.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MV SECURITIES GROUP, INC.·CRD# 37613
BD
Birmingham, AL
October 18, 2005 - April 20, 2012
MV SECURITIES GROUP, INC.·CRD# 37613
BD
Houston, TX
June 6, 2003 - June 30, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 31, 1996 - June 6, 2002
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
October 7, 1994 - January 24, 1996
AMSOUTH INVESTMENT SERVICES, INC.·CRD# 15692
BD
Birmingham, AL
November 17, 1993 - October 10, 1994
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
March 5, 1992 - December 4, 1993

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Current Firm

MS
MV SECURITIES GROUP, INC.

MV SECURITIES GROUP, INC.

CRD#: 37613 / SEC#: 8-47827
BD
Terminated by SEC on 12/06/2021

Contact Information

Established

Texas since 06/03/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MONROE VOS CONSULTING GROUP, INC.SHAREHOLDER107315
MONROE, JAMISONDIRECTOR/MUNICIPAL PRINCIPAL/TREASURER1262909
SWANSON, JULIE LYNNFINOP/SECRETARY/CFO1412892
VOS, TIMOTHY JOHNPRESIDENT/COO/CCO/ CEO/DIRECTOR1425498

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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LW
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