LJ
Louis M. Jimenez
CL WEALTH MANAGEMENT LLC
Colorado Springs, CO
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CRD#: 2075370
LJ
Professional summary
Louis Michael Jimenez, CFP®, ChFC®, CLU® is a registered financial advisor currently at CL WEALTH MANAGEMENT LLC located in Colorado Springs, Colorado and CABOT LODGE SECURITIES LLC located in Colorado Springs, Colorado.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Louis has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Retirement Income Management
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FUTURE MATTERS, INC, PRESIDENT AND 100% OWNER OF THE SUB-S CORPORATION THAT RECEIVES MY COMMISSIONS FROM MY INDIVIDUAL ACCOUNT-DBA FOR SECURITIES, ADVISORY AND INSURANCE BUSINESS. COLORADO SPRINGS, CO. INVESTMENT RELATED. 8/2005- PRESENT- TEN HOURS A MONTH WITH ALL OF THE HOURS DURING TRADING HOURS. 2) Louis M. Jimenez & Albina M. Jimenez, JTWROS, not investment related, Owner, Real Estate Rental, Colorado Springs, CO, 11-3-2017, 1 hour per month, zero hours during trading hours, manage jointly owned property rental. 3) PKS Financial Services, Inc., Investment Related, Colorado Springs, CO, Fixed annuities, Agent, 3/2019,temporary, approx. 5 hours per month during trading hours, Agent setting up the applications and delivering the annuities (pension plan termination and risk transfer to fixed annuities with NY Life. 4) 2023 Mohawk Road, not investment related, rental properties, Pueblo, CO, Owner/Landlord, 2/2020, 1/2 hour per month, zero hours during trading hours, Landlord-collect rent. 5) 1733 Sierra Place, not investment related, rental properties, Pueblo, CO, Owner/Landlord, 2/2020, 1/2 hour per month, zero hours during trading hours, Landlord-collect rent.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Michael Jimenez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
June 22, 2017 - Present
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
Colorado Springs, CO
Current
May 28, 2017 - Present
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
Colorado Springs, CO
Past
September 20, 2005 - March 19, 2018
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
COLORADO SPRINGS, CO
Past
July 12, 2005 - June 27, 2017
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
COLORADO SPRINGS, CO
Past
January 1, 1999 - January 12, 2007
NEXUS FINANCIAL PROGRAMS, INC.
RIA
CRD#: 106893
COLORADO SPRINGS, CO
Past
November 3, 1998 - July 29, 2005
NEXUS FINANCIAL, INC.
BD
CRD#: 38528
COLORADO SPRINGS, CO
Past
July 16, 1990 - December 22, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
July 16, 1990 - December 22, 1998
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2024)
IAR
Arizona(9/16/2024)
RR
California(11/1/2017)
IAR
California(6/28/2019)
RR
Colorado(5/28/2017)
IAR
Colorado(6/22/2017)
RR
Connecticut(5/18/2021)
IAR
Connecticut(6/20/2023)
RR
Delaware(2/22/2024)
IAR
Delaware(2/22/2024)
RR
Georgia(11/1/2017)
IAR
Georgia(11/13/2019)
RR
Hawaii(3/23/2020)
RR
Massachusetts(1/28/2019)
RR
Montana(5/28/2017)
IAR
Montana(7/1/2019)
RR
New Mexico(6/27/2017)
RR
Ohio(5/23/2018)
IAR
Ohio(7/26/2019)
RR
Oklahoma(8/31/2022)
IAR
Oklahoma(8/31/2022)
RR
South Carolina(9/8/2022)
IAR
South Carolina(9/8/2022)
RR
Texas(5/28/2017)
IAR
Texas(6/22/2017)
RR
Virginia(6/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CL WEALTH MANAGEMENT LLC
ALLIED BEACON WEALTH MANAGEMENT, LLC | WARNEFORD WEALTH MANAGEMENT, LLC | WADDELL WEALTH MANAGEMENT, LLC | URBAN WEALTH ADVISORS, LLC | TWEED FINANCIAL SERVICES, INC | STRATEGIC ADVANTAGE FINANCIAL | SCHULZ FINANCIAL MANAGEMENT | SAN MARINO INVESTMENT SERVICES | SABER WEALTH MANAGEMENT | RPG WEALTH MANAGEMENT, INC | RETIREMENT PLANNING STRATEGIES | PREMIER LEGACY WEALTH MANAGEMENT | PIVOTAL WEALTH MANAGEMENT | NEIGHBORHOOD FINANCIAL SOLUTIONS | MAROON WEALTH MANAGEMENT | LEADING EDGE FINANCIAL GROUP | INTEGRATED PLANNING ASSOCIATES, INC | HEART STRONG WEALTH PLANNING | HASZ FINANCIAL | GARDINER PRIVATE WEALTH MANAGEMENT | FUTURE MATTERS INC | FINGERLAKE SECURITIES, LLC | DOIRON WEALTH MANAGEMENT, LLC | DESTINY FINANCIAL SERVICES | CUPROSPER | CORNERSTONE WEALTH MANAGEMENT | CL WEALTH MANAGEMENT LLC | CENTURIAN WEALTH MANAGEMENT | CBS ADVISORS, LLC | C L WEALTH MANAGEMANT LLC | BRIDGEPORT INVESTMENTS,LLC | BESSETTE FINANCIAL SERVICES | BEACON FINANCIAL SERVICES
CRD#: 134922 / SEC#: 801-72701
RIA
Registered Investment Advisory firm - (10/4/2011 Approved)Arizona
Registered Investment Advisory firm - (12/31/2009 Terminated)Colorado
Registered Investment Advisory firm - (11/4/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/13/2012 Terminated)Florida
Registered Investment Advisory firm - (10/6/2011 Terminated)Georgia
Registered Investment Advisory firm - (10/12/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/4/2011 Terminated)Iowa
Registered Investment Advisory firm - (10/6/2011 Terminated)Maryland
Registered Investment Advisory firm - (10/19/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (12/31/2010 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Virginia
Registered Investment Advisory firm - (10/17/2011 Terminated)West Virginia
Registered Investment Advisory firm - (10/6/2011 Terminated)Wisconsin
Registered Investment Advisory firm - (10/6/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173
Mailing Address
Phone number
(212) 388-6200
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,073 |
| AUM (Assets Under Management) | $ 628,729,517 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
