Kevin T. Flanagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Thomas Flanagan, who also goes by Kevin Thomas Flannagan, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1990. Kevin had worked at 11 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2020 - October 1, 2021
T3 TRADING GROUP, LLC
February 6, 2007 - October 24, 2008
EQUITABLE ADVISORS, LLC
June 20, 2006 - October 24, 2008
EQUITABLE ADVISORS, LLC
May 9, 2006 - May 24, 2006
OPUS TRADING FUND LLC
January 6, 1998 - March 18, 2004
SCHONFELD SECURITIES, LLC
May 19, 1997 - April 27, 1998
VISTA SECURITIES INC.
May 8, 1997 - October 28, 1998
US TRADING LLC
June 28, 1996 - May 5, 1997
CARLIN EQUITIES, LLC
April 19, 1995 - July 2, 1996
VISTA SECURITIES INC.
October 15, 1993 - April 21, 1995
CASTLE SECURITIES CORP.
September 9, 1992 - October 25, 1993
CITICORP INVESTMENT SERVICES
November 13, 1990 - October 4, 1991
GRUNTAL & CO., L.L.C.
October 8, 1990 - November 24, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 9/19/2020
Securities Trader ExamSeries 55
Date: 1/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
