Patrick M. Obrien
Professional summary
Patrick Michael Obrien, who also goes by P Michael O'brien, Mchael O'brien, Mike Obrien, is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Concord, California.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1990. Patrick has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Michael Obrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2025 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520February 7, 2022 - November 15, 2024
FRANKLIN DISTRIBUTORS, LLC
July 7, 2021 - February 3, 2022
FRANKLIN DISTRIBUTORS, LLC
November 10, 2010 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
October 4, 2005 - August 31, 2006
LEGEND EQUITIES CORPORATION
June 16, 1995 - March 31, 2005
ESSEX NATIONAL SECURITIES, LLC
October 25, 1993 - May 12, 1994
WELLS FARGO SECURITIES INC.
May 20, 1992 - October 25, 1993
MARKETING ONE SECURITIES, INC.
October 22, 1990 - May 27, 1992
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2025)
Exams
FINRA
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ASSETMARK BROKERAGE, LLC
CRD#: 169804Concord, CA 94520TRUST BUT VERIFY
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