John I. Mayer

INVEST CAPITAL LLC

Chicago, IL

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CRD#: 2075065

Professional summary

John Ignatius Mayer IV, who also goes by Jay Mayer, John Ignatius Mayer, is a registered financial advisor currently at INVEST CAPITAL LLC located in Chicago, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Mayer | John Ignatius Mayer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Ignatius Mayer IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2018 - Present

INVEST CAPITAL LLC

RIA

CRD#: 293495

Chicago, IL

Past

March 13, 2008 - April 24, 2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CHICAGO, IL

Past

March 13, 2008 - April 24, 2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

CHICAGO, IL

Past

April 23, 2002 - March 26, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

September 1, 2000 - March 26, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Past

July 1, 1998 - September 18, 2000

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 26, 1994 - July 1, 1998

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

January 14, 1991 - May 2, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/1991

General Securities Representative Examination

Current Firm

INVEST CAPITAL LLC

CRD#: 293495 / SEC#:

Illinois

Registered Investment Advisory firm - (4/25/2018 Approved)

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Contact information

Main Address

Chicago, IL

Mailing Address

Phone number

(312) 493-3304

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 24,547,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John I. Mayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Ignatius Mayer IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

COWEN AND COMPANY

FINANCIAL SQUARE PARTNERS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2002

Series 63

Date: 1/18/1991

SIE

Date: 4/24/2018

Series 7

Date: 1/11/1991

Current Firm

INVEST CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVEST CAPITAL LLC

TRUST BUT VERIFY

Contact information

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