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JN

Julie L. Neumann

PRIME EXECUTIONS
NEW YORK, NY 10005
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CRD#: 2075035
JN
Julie Levinson NeumannPRIME EXECUTIONS

Professional summary


Julie Levinson Neumann, who also goes by Julie Elizabeth Leunson, Julie Elizabeth Levinson, Julie Neumann, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.

Julie is registered as a RR (Registered Representative) and started their career in finance in 1993. Julie has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Aliases


Julie Elizabeth Leunson | Julie Elizabeth Levinson | Julie Neumann

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Julie Levinson Neumann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 6, 2026 - Present

PRIME EXECUTIONS, INC.

Office #1: 40 Wall Street - 58th Floor, New York, NY 10005
BD
CRD#: 32889
NEW YORK, NY
Past

November 2, 2010 - January 29, 2016

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

July 1, 1998 - July 14, 2000

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

June 25, 1993 - July 1, 1998

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2026
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


PE
PRIME EXECUTIONS, INC.
FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: , 8-43985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
40 Wall Street - 58th Floor, New York, NY 10005
Mailing Address
40 Wall Street - 58th Floor, New York, NY 10005
Phone number
(212) 980-4400
Established
Delaware since 11/12/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY
AGUIAR, ALBERTINTERIM CEO2947566
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238

Disclosures


Regulatory Event2

Red Flags


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Company Information


PRIME EXECUTIONS, INC.

CRD#: 32889New York, NY 10005

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