Michael J. Eisemann

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CRD#: 2074894

Professional summary

Michael John Eisemann was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Michael had worked at 13 firms, which includes JOSEPH DILLON & COMPANY INC., MORGAN GRANT CAPITAL CORP., MATRIX SECURITIES CORPORATION, NATIONWIDE SECURITIES CORPORATION, BARRON CHASE SECURITIES INC., HANOVER STERLING & COMPANY LTD., JOSEPHTHAL & CO. INC., D. BLECH & COMPANY INCORPORATED, REICH & CO. INC., GKN SECURITIES CORP., LADENBURG THALMANN & CO. INC., LEHMAN BROTHERS INC., ROYCE INVESTMENT GROUP INC..

Question & Answer

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Aliases

Mike Eisemann | Michael John Eisenmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 15, 2000 - November 21, 2000

JOSEPH DILLON & COMPANY INC.

CRD#: 35220

GREAT NECK, NY

Past

August 6, 1998 - December 31, 1998

MORGAN GRANT CAPITAL CORP.

CRD#: 28595

GARDEN CITY, NY

Past

May 21, 1996 - December 17, 1996

MATRIX SECURITIES CORPORATION

CRD#: 30991

GARDEN CITY, NY

Past

March 29, 1996 - June 26, 1996

NATIONWIDE SECURITIES CORPORATION

CRD#: 29720

VALRICO, FL

Past

May 3, 1995 - September 18, 1995

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

October 5, 1994 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

September 27, 1994 - October 17, 1994

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

June 3, 1994 - October 26, 1994

D. BLECH & COMPANY, INCORPORATED

CRD#: 26063

NEW YORK, NY

Past

September 7, 1993 - June 10, 1994

REICH & CO., INC.

CRD#: 19611

Past

June 30, 1992 - September 8, 1993

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

October 21, 1991 - July 29, 1992

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

Past

August 13, 1991 - October 30, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 6, 1990 - July 30, 1991

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/5/1991

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 7/20/1990

Corporate Securities Limited Representative Examination

Current Firm

JOSEPH DILLON & COMPANY INC.

CRD#: 35220 / SEC#: , 8-46589

Terminated by SEC on 10/20/2000

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 09/15/1993

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
FRADELLA, SALVATORE ANTHONY	EXECUTIVE VICE PRESIDENT - SALES	1482494
JALOZA, STEVEN RICHARD	CEO	1320831
KAUFMAN, WAYNE SETH	MANAGING DIRECTOR	2490476
STOLTZ, MARC HAROLD	FINOP	1008943

Disclosures

Regulatory Event	3
Arbitration	11

Red Flags

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Firm Stability Insights

Michael J. Eisemann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN GRANT CAPITAL CORP.

MATRIX SECURITIES CORPORATION

NATIONWIDE SECURITIES CORPORATION

BARRON CHASE SECURITIES, INC.

HANOVER, STERLING & COMPANY LTD.

JOSEPHTHAL & CO., INC.

D. BLECH & COMPANY, INCORPORATED

REICH & CO., INC.

GKN SECURITIES CORP.

LADENBURG THALMANN & CO. INC.

LEHMAN BROTHERS INC.

ROYCE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/1990

Series 7

Date: 6/5/1991

Series 62

Date: 7/20/1990

Current Firm

JOSEPH DILLON & COMPANY INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

JOSEPH DILLON & COMPANY INC.

TRUST BUT VERIFY

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